Home/Filings/4/0001209191-17-030928
4//SEC Filing

Silver Bay Realty Trust Corp. 4

Accession 0001209191-17-030928

CIK 0001557255operating

Filed

May 8, 8:00 PM ET

Accepted

May 9, 4:18 PM ET

Size

12.3 KB

Accession

0001209191-17-030928

Insider Transaction Report

Form 4
Period: 2015-06-23
Transactions
  • Sale

    Common Stock, par value $0.01 per share

    2015-06-23$16.49/sh200$3,29897 total(indirect: By LLC)
  • Disposition to Issuer

    Common Stock, par value $0.01 per share

    2017-05-091,844,9140 total(indirect: Owned by Deephaven, Inc.)
  • Sale

    Common Stock, par value $0.01 per share

    2015-06-23$16.29/sh97$1,5800 total(indirect: By LLC)
  • Disposition to Issuer

    Common Stock, par value $0.01 per share

    2017-05-09462,6040 total(indirect: By Partnership)
Footnotes (5)
  • [F1]These securities are owned directly by Walleye Trading LLC ("Walleye") for which Mr. Kessler is the Chief Operating Officer. Mr. Kessler disclaims beneficial ownership of any of the securities owned by Walleye other than to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Kessler is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  • [F2]On February 27, 2017, the Issuer entered into a Merger and Plan of Merger among Tricon Capital Group Inc., TAH Acquisition Holdings LLC, TAH Acquisition LP, Silver Bay Management LLC and Silver Bay Operating Partnership L.P. Upon completion of the merger, the Reporting Person's shares of the Issuer's Common Stock were cancelled and converted into the right to receive $21.50 per share in cash, without interest (the "Merger Consideration").
  • [F3]Common Stock cancelled and converted into the right to receive an amount in cash equal to the product of the aggregate number of shares of this Common Stock and the Merger Consideration.
  • [F4]These securities are owned directly by Deephaven, Inc. ("Deephaven"). Mr. Kessler is the sole owner, director and Chief Executive Officer of Deephaven. Mr. Kessler disclaims beneficial ownership of any of the securities owned by the Fund other than to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Kessler is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  • [F5]These securities are owned directly by the Kessler Family Limited Partnership (the "Partnership") for which Mr. Kessler serves as the General Partner. Mr. Kessler disclaims beneficial ownership of any of the securities owned by the Partnership other than to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Kessler is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Issuer

Silver Bay Realty Trust Corp.

CIK 0001557255

Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0001557255

Filing Metadata

Form type
4
Filed
May 8, 8:00 PM ET
Accepted
May 9, 4:18 PM ET
Size
12.3 KB