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4//SEC Filing

GigPeak, Inc. 4

Accession 0001209191-17-024810

CIK 0001432150operating

Filed

Apr 3, 8:00 PM ET

Accepted

Apr 4, 4:34 PM ET

Size

16.1 KB

Accession

0001209191-17-024810

Insider Transaction Report

Form 4
Period: 2017-04-04
Ma Darren
Vice President and CFO
Transactions
  • Disposition from Tender

    Common Stock

    2017-04-04$3.08/sh70,956$218,5440 total
  • Disposition to Issuer

    RSUs

    2017-04-04$3.08/sh7,500$23,1000 total
    Exercise: $0.00Common Stock (7,500 underlying)
  • Disposition to Issuer

    RSUs

    2017-04-04$3.08/sh40,000$123,2000 total
    Exercise: $0.00Common Stock (40,000 underlying)
  • Disposition to Issuer

    RSUs

    2017-04-04$3.08/sh109,375$336,8750 total
    Exercise: $0.00Common Stock (109,375 underlying)
  • Disposition to Issuer

    Restricted Stock Units (RSUs)

    2017-04-04$3.08/sh5,625$17,3250 total
    Exercise: $0.00Common Stock (5,625 underlying)
  • Disposition to Issuer

    RSUs

    2017-04-04$3.08/sh27,598$85,0020 total
    Exercise: $0.00Common Stock (27,598 underlying)
Footnotes (1)
  • [F1]As disclosed in the Schedule 14D-9 filed by the Issuer, pursuant to the Merger Agreement, each GigPeak RSU that is outstanding and is not an Assumed RSU (including GigPeak RSUs for which the vesting is solely accelerated due to the consummation of the transactions contemplated by the Merger Agreement pursuant to a contract in effect as of the date of the Merger Agreement) shall vest in full to the extent unvested and be cancelled immediately prior to the Effective Time and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the aggregate number of Shares subject to such GigPeak RSU immediately prior to the Effective Time and (b) the Offer Price. No GigPeak RSUs held by GigPeak directors or executive officers will be Assumed RSUs.

Issuer

GigPeak, Inc.

CIK 0001432150

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001432150

Filing Metadata

Form type
4
Filed
Apr 3, 8:00 PM ET
Accepted
Apr 4, 4:34 PM ET
Size
16.1 KB