Home/Filings/4/0001209191-17-024235
4//SEC Filing

QUANTUM CORP /DE/ 4

Accession 0001209191-17-024235

$QMCOCIK 0000709283operating

Filed

Apr 2, 8:00 PM ET

Accepted

Apr 3, 5:23 PM ET

Size

6.3 KB

Accession

0001209191-17-024235

Insider Transaction Report

Form 4
Period: 2017-04-01
Transactions
  • Award

    Common Stock

    2017-04-01+50,000345,392 total(indirect: By LLC)
Holdings
  • Common Stock

    586,500
Footnotes (3)
  • [F1]Restricted Stock Units will fully vest on the date of Quantum Corporation's 2017 Annual Stockholder Meeting. For the avoidance of doubt, if Mr. Powers resigns for any reason or is removed from Quantum Corporation's board of directors prior to the vesting in full of this grant, Mr. Powers shall forfeit the entirety of this grant.
  • [F2]The Restricted Stock Units were granted to Pelican Bay Holdings, LLC. Mr. Powers is the sole member of Pelican Bay Holdings, LLC.
  • [F3]In addition, Mr. Powers, the CEO and Portfolio Manager of Private Capital Management, LLC ("PCM"), holds shared voting and dispositive power with respect to 13,311,187 shares held in PCM managed accounts. Mr. Powers disclaims beneficial ownership for these shares, and PCM and Mr. Powers disclaim the existence of a group with respect to any third party.

Issuer

QUANTUM CORP /DE/

CIK 0000709283

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000709283

Filing Metadata

Form type
4
Filed
Apr 2, 8:00 PM ET
Accepted
Apr 3, 5:23 PM ET
Size
6.3 KB