4//SEC Filing
HARVEST NATURAL RESOURCES, INC. 4
Accession 0001209191-17-019907
CIK 0000845289operating
Filed
Mar 9, 7:00 PM ET
Accepted
Mar 10, 5:07 PM ET
Size
11.0 KB
Accession
0001209191-17-019907
Insider Transaction Report
Form 4
Haynes Stephen C
Vice President
Transactions
- Exercise/Conversion
Common Stock, $.01 par value per share
2017-03-08$4.52/sh+128,838$582,348→ 180,226 total - Tax Payment
Common Stock, $.01 par value per share
2017-03-08$6.67/sh−98,716$657,942→ 81,510 total - Exercise of In-Money
Stock Options
2017-03-09−128,838→ 57,000 totalExercise: $4.52Exp: 2020-07-22→ Common Stock, $0.1 par value per share (128,838 underlying)
Holdings
- 75,500
Stock Appreciation Right
→ Common Stock, $0.1 par value per share
Footnotes (5)
- [F1]On November 3, 2016, the Issuer effected a one-for-four (1:4) reverse split of its issued and outstanding common stock (the "Reverse Stock Split"). All securities amounts and prices referenced in this Form 4 have been adjusted to reflect the Reverse Stock Split.
- [F2]A change of control transaction occurred on October 7, 2016 causing all stock options of the reporting person to vest.
- [F3]Includes options to purchase the Company's common stock granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
- [F4]Includes Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
- [F5]Includes options to purchase the Company's common stock and stock appreciation rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
Documents
Issuer
HARVEST NATURAL RESOURCES, INC.
CIK 0000845289
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000845289
Filing Metadata
- Form type
- 4
- Filed
- Mar 9, 7:00 PM ET
- Accepted
- Mar 10, 5:07 PM ET
- Size
- 11.0 KB