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4//SEC Filing

CHART INDUSTRIES INC 4

Accession 0001209191-17-012115

$GTLSCIK 0000892553operating
View on SEC.govCompany Profile

Filed

Feb 16, 7:00 PM ET

Accepted

Feb 17, 4:30 PM ET

Size

21.0 KB

Accession

0001209191-17-012115

Insider Transaction Report

Form 4
Period: 2017-02-15
CHART INDUSTRIES INCGTLS
Webster Kenneth J
CAO and Controller
Transactions
  • Award

    Common Stock, par value $0.01 per share

    2017-02-15+959→ 20,150 total
  • Tax Payment

    Common Stock, par value $0.01 per share

    2017-02-15$39.78/sh−317$12,610→ 19,833 total
Holdings

  • Stock Option (Right to Buy)

    Exercise: $93.34Exp: 2024-01-02→ Common Stock (1,200 underlying)
    1,200

  • Stock Option (Right to Buy)

    Exercise: $34.27Exp: 2025-01-02→ Common Stock (3,950 underlying)
    3,950

  • Stock Option (Right to Buy)

    Exercise: $17.72Exp: 2026-01-04→ Common Stock (8,690 underlying)
    8,690

  • Stock Option (Right to Buy)

    Exercise: $36.45Exp: 2021-01-03→ Common Stock (2,590 underlying)
    2,590

  • Stock Option (Right to Buy)

    Exercise: $55.93Exp: 2022-01-03→ Common Stock (1,520 underlying)
    1,520

  • Stock Option (Right to Buy)

    Exercise: $17.03Exp: 2020-01-04→ Common Stock (965 underlying)
    965

  • Stock Option (Right to Buy)

    Exercise: $68.21Exp: 2023-01-02→ Common Stock (1,310 underlying)
    1,310

  • Stock Option (Right to Buy)

    Exercise: $36.93Exp: 2027-01-03→ Common Stock (12,900 underlying)
    12,900
Footnotes (12)
  • [F1]Represents performance units granted on January 2, 2014, under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan, that have vested and are paid out in shares of common stock.
  • [F10]These options were granted on January 2, 2015 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  • [F11]These options were granted on January 4, 2016 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  • [F12]These options were granted on January 3, 2017 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  • [F2]3,850, 3,900, 1,727 and 387 and shares of the total amount beneficially owned were granted on January 3, 2017, April 15, 2016, January 4, 2016 and January 2, 2015, respectively, pursuant to restricted share unit agreements under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and remain subject to restriction.
  • [F3]The reporting person surrendered 317 shares upon vesting of performance units, to satisfy tax withholding liabilities, in an exempt transaction under Rule 16b-3.
  • [F4]No transaction is being reported on this line. Reported on a previously filed Form 4 or Form 5.
  • [F5]These options were granted on January 4, 2010 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  • [F6]These options were granted on January 3, 2011 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  • [F7]These options were granted on January 3, 2012 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  • [F8]These options were granted on January 2, 2013 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  • [F9]These options were granted on January 2, 2014 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.

Documents

1 file

Issuer

CHART INDUSTRIES INC

CIK 0000892553

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Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000892553

Filing Metadata

Form type
4
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 4:30 PM ET
Size
21.0 KB
View on SEC.gov