GigPeak, Inc. 4

Accession 0001209191-17-007906

CIK 0001432150operating

View on SEC.gov Company Profile

Filed

Feb 2, 7:00 PM ET

Accepted

Feb 3, 7:49 PM ET

Size

24.9 KB

Accession

0001209191-17-007906

Insider Transaction Report

Form 4

Period: 2017-02-01

GigPeak, Inc.GIG

LAZZARA JOSEPH J

Director

Transactions

Exercise/Conversion
Common Stock
2017-02-01+1,307→ 1,307 total
Exercise/Conversion
Restricted Stock Units (RSUs)
2017-02-01−2,500→ 7,500 total
Exercise: $0.00→ Common Stock (2,500 underlying)
Exercise/Conversion
Common Stock
2017-02-01+720→ 2,652 total
Exercise/Conversion
Common Stock
2017-02-01+1,250→ 3,902 total
Exercise/Conversion
Common Stock
2017-02-01+2,500→ 6,402 total
Exercise/Conversion
Common Stock
2017-02-01+625→ 1,932 total
Exercise/Conversion
Restricted Stock Units (RSUs)
2017-02-01−1,307→ 1,307 total
Exercise: $0.00→ Common Stock (1,307 underlying)
Exercise/Conversion
Restricted Stock Units (RSUs)
2017-02-01−720→ 6,480 total
Exercise: $0.00→ Common Stock (720 underlying)
Exercise/Conversion
Restricted Stock Units (RSUs)
2017-02-01−1,250→ 3,750 total
Exercise: $0.00→ Common Stock (1,250 underlying)
Exercise/Conversion
Restricted Stock Units (RSUs)
2017-02-01−625→ 3,125 total
Exercise: $0.00→ Common Stock (625 underlying)

Holdings

Common Stock
(indirect: By Trust)
165,920

Footnotes (10)

[F1]1,307 Restricted Stock Units ("RSUs") issued in the grant to Mr. Lazzara on 8/1/2013 vested on 2/1/2017 according to the vesting schedule previously reported.
[F10]The RSUs vest as follows: 25% vested on February 1, 2017. The remaining 75% vest in twelve quarterly installments thereafter, beginning on May 1, 2017 and ending on February 1, 2020.
[F2]625 RSUs issued in the grant to Mr. Lazzara on 2/10/2014 vested on 2/1/2017 according to the vesting schedule previously reported.
[F3]720 RSUs issued in the grant to Mr. Lazzara on 3/26/2015 vested on 2/1/2017 according to the vesting schedule previously reported.
[F4]1,250 RSUs issued in the grant to Mr. Lazzara on 11/19/2015 vested on 2/1/2017 according to the vesting schedule previously reported.
[F5]2,500 Restricted Stock Units issued in the grant to Mr. Lazzara on 1/5/2016 vested on 2/1/2017 according to the vesting schedule previously reported.
[F6]The RSUs vest as follows: 25% vested on May 1, 2014. The remaining 75% vest in twelve quarterly installments thereafter, beginning on August 1, 2014 and ending on May 1, 2017, as previously reported.
[F7]The RSUs vest as follows: 25% vested on May 1, 2015. The remaining 75% vest in twelve quarterly installments thereafter, beginning on August 1, 2015 and ending on May 1, 2018, as previously reported.
[F8]The RSUs vest as follows: 25% vested on May 1, 2016. The remaining 75% vest in twelve quarterly installments thereafter, beginning on August 1, 2016 and ending on May 1, 2019, as previously reported.
[F9]The RSUs vest in eight quarterly installments beginning on February 1, 2016 and ending on November 1, 2017, as previously reported.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

GigPeak, Inc.

CIK 0001432150

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0001432150

Filing Metadata

Form type: 4
Filed: Feb 2, 7:00 PM ET
Accepted: Feb 3, 7:49 PM ET
Size: 24.9 KB

View on SEC.gov