ONCOGENEX PHARMACEUTICALS, INC. 4

4 · ONCOGENEX PHARMACEUTICALS, INC. · Filed Jan 12, 2017

Form 4

Period: 2017-01-10

DirectorPresident and CEO

Transactions

Exercise/Conversion
Restricted Stock Unit (RSU)
2017-01-10−6,250→ 6,250 total
Exp: 2018-04-13→ Common Stock (6,250 underlying)
Exercise/Conversion
Restricted Stock Unit (RSU)
2017-01-10−4,687→ 0 total
Exp: 2017-01-31→ Common Stock (4,687 underlying)
Exercise/Conversion
Restricted Stock Unit (RSU)
2017-01-10−9,375→ 18,750 total
Exp: 2019-06-18→ Common Stock (9,375 underlying)
Exercise/Conversion
Restricted Stock Unit
2017-01-10−2,500→ 0 total(indirect: By Spouse)
Exp: 2017-01-31→ Common Stock (2,500 underlying)
Exercise/Conversion
Common Stock
2017-01-10+10,312→ 84,055 total(indirect: By Spouse)
Exercise/Conversion
Restricted Stock Unit (RSU)
2017-10-10−3,125→ 3,125 total(indirect: By Spouse)
Exp: 2018-04-13→ Common Stock (3,125 underlying)
Exercise/Conversion
Common Stock
2017-01-10+20,312→ 149,740 total
Tax Payment
Common Stock
2017-01-10$0.63/sh−9,690$6,105→ 140,050 total
Exercise/Conversion
Restricted Stock Unit (RSU)
2017-10-10−4,687→ 9,375 total(indirect: By Spouse)
Exp: 2019-06-18→ Common Stock (4,687 underlying)

Footnotes (6)

[F1]Represents shares of common stock acquired upon settlement of the restricted stock units ("RSUs") listed in Table II.
[F2]Represents shares of common stock that have been withheld by the issuer to satisfy the tax liability in connection with the settlement of RSUs.
[F3]Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock at settlement.
[F4]Pursuant to the terms of the RSU, 25% of the total shares underlying the RSU vest annually on the later of (i) each anniversary of January 1, 2013; and (ii) the first day thereafter during which the issuer's trading window is open.
[F5]Pursuant to the terms of the RSU, 25% of the total shares underlying the RSU vest annually on the later of (i) each anniversary of January 1, 2014; and (ii) the first day thereafter during which the issuer's trading window is open.
[F6]Pursuant to the terms of the RSU, 25% of the total shares underlying the RSU vest annually on the later of (i) each anniversary of January 1, 2015; and (ii) the first day thereafter during which the issuer's trading window is open.

Documents

1 file