Home/Filings/4/0001209191-16-154759
4//SEC Filing

PERRY ELLIS INTERNATIONAL, INC 4

Accession 0001209191-16-154759

CIK 0000900349operating

Filed

Dec 11, 7:00 PM ET

Accepted

Dec 12, 5:44 PM ET

Size

14.6 KB

Accession

0001209191-16-154759

Insider Transaction Report

Form 4
Period: 2016-12-08
FELDENKREIS OSCAR
DirectorPresident and COO10% Owner
Transactions
  • Exercise/Conversion

    Stock Appreciation Right

    2016-12-0870,6740 total
    Exercise: $24.93From: 2011-04-19Exp: 2017-04-18Common Stock (70,674 underlying)
  • Tax Payment

    Common Stock

    2016-12-08$28.32/sh65,764$1,862,436133,450 total
  • Exercise/Conversion

    Common Stock

    2016-12-08$24.93/sh+70,674$1,761,903199,214 total
Holdings
  • Common Stock

    (indirect: See Footnote)
    50,000
  • Common Stock

    (indirect: See Footnote)
    50,000
  • Common Stock

    (indirect: See Footnote)
    50,000
  • Common Stock

    (indirect: See Footnote)
    844,235
  • Stock Appreciation Right

    Exercise: $28.38From: 2012-04-11Exp: 2018-04-10Common Stock (57,894 underlying)
    57,894
Footnotes (7)
  • [F1]Represents the acquisition of shares underlying a Stock Appreciation Right.
  • [F2]Includes (i) 22,166 restricted shares granted under the 2015 Long-Term Incentive Compensation Plan (the "Plan"), successor to the Second Amended and Restated 2005 Long-Term Incentive Compensation Plan (the "2005 Plan"), which vest over three years beginning April 20, 2017; (ii) 44,333 performance shares granted under the Plan, which vest up to 100% if certain performance goals are met and the Reporting Person is employed by the Company on the last day of fiscal 2019 (and the Reporting Person may be entitled to additional performance shares if the Company exceeds the performance goals); (iii) 9,880 restricted shares granted under the 2005 Plan, which vest over two years beginning April 22, 2017; and (iv) 20,750 restricted shares granted under the 2005 Plan, which vest on April 28, 2017.
  • [F3]Represents (i) the disposition of 62,215 shares underlying a Stock Appreciation Right as payment of the exercise price and (ii) the withholding of 3,549 shares to pay taxes resulting from exercise of a Stock Appreciation Right.
  • [F4]Owned by the Oscar Feldenkreis Revocable Trust UAD 05/06/11 (the "Trust"), of which the Reporting Person is Trustee.
  • [F5]Owned by the Erica Feldenkreis 2012 Irrevocable Trust UAD 10/17/12, of which the Reporting Person's spouse is the Trustee.
  • [F6]Owned by the Jennifer Feldenkreis 2012 Irrevocable Trust UAD 10/17/12, of which the Reporting Person's spouse is the Trustee.
  • [F7]Owned by the Stephanie Feldenkreis 2012 Irrevocable Trust UAD 10/17/12, of which the Reporting Person's spouse is the Trustee.

Issuer

PERRY ELLIS INTERNATIONAL, INC

CIK 0000900349

Entity typeoperating
IncorporatedFL

Related Parties

1
  • filerCIK 0000900349

Filing Metadata

Form type
4
Filed
Dec 11, 7:00 PM ET
Accepted
Dec 12, 5:44 PM ET
Size
14.6 KB