Home/Filings/4/0001209191-16-150622
4//SEC Filing

Triumph Bancorp, Inc. 4

Accession 0001209191-16-150622

$TFINCIK 0001539638operating

Filed

Nov 15, 7:00 PM ET

Accepted

Nov 16, 5:39 PM ET

Size

8.3 KB

Accession

0001209191-16-150622

Insider Transaction Report

Form 4
Period: 2016-11-16
Transactions
  • Other

    Common Stock

    2016-11-16+37032,612 total(indirect: By JTHT Enterprises, Ltd.)
Holdings
  • Common Stock

    (indirect: By Spouse)
    4,286
  • Common Stock

    (indirect: By Children)
    350
  • Common Stock

    41,287
Footnotes (5)
  • [F1]Shares were distributed to JTHT Enterprises, Ltd. as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14A filed with the Securities and Exchange Commission on April 1, 2016.
  • [F2]Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest.
  • [F3]Consists of (i) 40,299 shares of common stock beneficially owned by reporting person and (ii) 988 shares of restricted stock of the reporting person subject to future time vesting requirements.
  • [F4]By Equity Trust Company Custodian FBO Tamara Trail IRA. Reporting person disclaims beneficial ownership of these shares.
  • [F5]Consists of (i) 200 shares of common stock indirectly owned through E*TRADE UTMA/UGMA Account FBO minor daughter Hannah Trail; (ii) 100 shares of common stock indirectly owned through E*TRADE UTMA/UGMA Account FBO minor daughter Robyn Trail; and (iii) 50 shares of common stock indirectly owned through E*TRADE UTMA/UGMA Account FBO minor daughter Charli Trail. Reporting person, as Custodian, exercise voting and dispositive control over these shares and disclaims beneficial ownership of such shares.

Issuer

Triumph Bancorp, Inc.

CIK 0001539638

Entity typeoperating
IncorporatedTX

Related Parties

1
  • filerCIK 0001539638

Filing Metadata

Form type
4
Filed
Nov 15, 7:00 PM ET
Accepted
Nov 16, 5:39 PM ET
Size
8.3 KB