BIOCEPT INC 4
4 · BIOCEPT INC · Filed Oct 21, 2016
Insider Transaction Report
Form 4
BIOCEPT INCBIOC
Chandler Marsha Alpert
Director
Transactions
- Purchase
Common Stock
2016-10-19$1.10/sh+4,545$5,000→ 5,212 total - Gift
Common Stock
2014-03-04−1,693→ 667 total - Purchase
Warrant to Purchase Common Stock
2016-10-19+4,545→ 4,545 totalExercise: $1.10From: 2016-10-19Exp: 2021-10-19→ Common Stock (4,545 underlying) - Gift
Common Stock
2014-03-04+1,693→ 1,693 total(indirect: By Trust)
Footnotes (3)
- [F1]On September 27, 2016, the Issuer effected a 1-for-3 reverse stock split resulting in the reporting person's ownership of 1,333 fewer shares with respect to these shares.
- [F2]On September 27, 2016, the Issuer effected a 1-for-3 reverse stock split resulting in the reporting person's ownership of 3,385 fewer shares with respect to these shares.
- [F3]Shares were purchased from the issuer in a unit offering, with each unit consisting of one share of Common Stock and one warrant to purchase one share of Common Stock for $1.10 per unit.