Home/Filings/4/0001209191-16-146634
4//SEC Filing

BIOCEPT INC 4

Accession 0001209191-16-146634

CIK 0001044378operating

Filed

Oct 20, 8:00 PM ET

Accepted

Oct 21, 6:11 PM ET

Size

9.0 KB

Accession

0001209191-16-146634

Insider Transaction Report

Form 4
Period: 2016-10-19
Transactions
  • Purchase

    Common Stock

    2016-10-19$1.10/sh+13,636$15,00025,067 total
  • Purchase

    Warrant to Purchase Common Stock

    2016-10-19+13,63613,636 total
    Exercise: $1.10From: 2016-10-19Exp: 2021-10-19Common Stock (13,636 underlying)
Holdings
  • Common Stock

    (indirect: By LLC)
    473
  • Common Stock

    (indirect: By Reporting Person's retirement account)
    792
Footnotes (4)
  • [F1]Shares were purchased from the issuer in a unit offering, with each unit consisting of one share of Common Stock and one warrant to purchase one share of Common Stock for $1.10 per unit.
  • [F2]On September 27, 2016, the Issuer effected a 1-for-3 reverse stock split resulting in the reporting person's ownership of 22,851 fewer shares.
  • [F3]On September 27, 2016, the Issuer effected a 1-for-3 reverse stock split resulting in the reporting person's ownership of 944 fewer shares.
  • [F4]On September 27, 2016, the Issuer effected a 1-for-3 reverse stock split resulting in the reporting person's ownership of 1,582 fewer shares.

Issuer

BIOCEPT INC

CIK 0001044378

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001044378

Filing Metadata

Form type
4
Filed
Oct 20, 8:00 PM ET
Accepted
Oct 21, 6:11 PM ET
Size
9.0 KB