Home/Filings/4/0001209191-16-145825

4//SEC Filing

Coupa Software Inc 4

Accession 0001209191-16-145825

CIK 0001385867operating

View on SEC.gov Company Profile

Filed

Oct 12, 8:00 PM ET

Accepted

Oct 13, 5:38 PM ET

Size

38.0 KB

Accession

0001209191-16-145825

Insider Transaction Report

Form 4

Period: 2016-10-12

Coupa Software IncCOUP

Battery Management Corp.

10% Owner

Transactions

Conversion
Series C Convertible Preferred Stock
2016-10-12−1,432,578→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,432,578 underlying)
Conversion
Series E Convertible Preferred Stock
2016-10-12−767,715→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (767,715 underlying)
Conversion
Series A Convertible Preferred Stock
2016-10-12−36,030→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (45,239 underlying)
Conversion
Series B Convertible Preferred Stock
2016-10-12−839,552→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,595,517 underlying)
Conversion
Series D Convertible Preferred Stock
2016-10-12−1,164,075→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,164,075 underlying)
Conversion
Series G Convertible Preferred Stock
2016-10-12−150,954→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (150,954 underlying)
Conversion
Common Stock
2016-10-12+6,243,840→ 6,594,220 total(indirect: By Battery Ventures VIII, L.P.)
Purchase
Common Stock
2016-10-12$18.00/sh+275,000$4,950,000→ 6,869,220 total(indirect: By Battery Ventures VIII, L.P.)
Conversion
Series F Convertible Preferred Stock
2016-10-12−1,087,762→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,087,762 underlying)

FRISBIE RICHARD D

10% Owner

Transactions

Conversion
Common Stock
2016-10-12+6,243,840→ 6,594,220 total(indirect: By Battery Ventures VIII, L.P.)
Conversion
Series A Convertible Preferred Stock
2016-10-12−36,030→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (45,239 underlying)
Conversion
Series D Convertible Preferred Stock
2016-10-12−1,164,075→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,164,075 underlying)
Conversion
Series G Convertible Preferred Stock
2016-10-12−150,954→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (150,954 underlying)
Conversion
Series B Convertible Preferred Stock
2016-10-12−839,552→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,595,517 underlying)
Conversion
Series E Convertible Preferred Stock
2016-10-12−767,715→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (767,715 underlying)
Purchase
Common Stock
2016-10-12$18.00/sh+275,000$4,950,000→ 6,869,220 total(indirect: By Battery Ventures VIII, L.P.)
Conversion
Series C Convertible Preferred Stock
2016-10-12−1,432,578→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,432,578 underlying)
Conversion
Series F Convertible Preferred Stock
2016-10-12−1,087,762→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,087,762 underlying)

LAWLER KENNETH P

10% Owner

Transactions

Conversion
Series E Convertible Preferred Stock
2016-10-12−767,715→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (767,715 underlying)
Conversion
Series A Convertible Preferred Stock
2016-10-12−36,030→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (45,239 underlying)
Conversion
Series G Convertible Preferred Stock
2016-10-12−150,954→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (150,954 underlying)
Purchase
Common Stock
2016-10-12$18.00/sh+275,000$4,950,000→ 6,869,220 total(indirect: By Battery Ventures VIII, L.P.)
Conversion
Series C Convertible Preferred Stock
2016-10-12−1,432,578→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,432,578 underlying)
Conversion
Series D Convertible Preferred Stock
2016-10-12−1,164,075→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,164,075 underlying)
Conversion
Common Stock
2016-10-12+6,243,840→ 6,594,220 total(indirect: By Battery Ventures VIII, L.P.)
Conversion
Series B Convertible Preferred Stock
2016-10-12−839,552→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,595,517 underlying)
Conversion
Series F Convertible Preferred Stock
2016-10-12−1,087,762→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,087,762 underlying)

TABORS R DAVID

10% Owner

Transactions

Conversion
Series E Convertible Preferred Stock
2016-10-12−767,715→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (767,715 underlying)
Conversion
Series F Convertible Preferred Stock
2016-10-12−1,087,762→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,087,762 underlying)
Conversion
Series A Convertible Preferred Stock
2016-10-12−36,030→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (45,239 underlying)
Conversion
Series B Convertible Preferred Stock
2016-10-12−839,552→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,595,517 underlying)
Conversion
Series G Convertible Preferred Stock
2016-10-12−150,954→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (150,954 underlying)
Purchase
Common Stock
2016-10-12$18.00/sh+275,000$4,950,000→ 6,869,220 total(indirect: By Battery Ventures VIII, L.P.)
Conversion
Series C Convertible Preferred Stock
2016-10-12−1,432,578→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,432,578 underlying)
Conversion
Common Stock
2016-10-12+6,243,840→ 6,594,220 total(indirect: By Battery Ventures VIII, L.P.)
Conversion
Series D Convertible Preferred Stock
2016-10-12−1,164,075→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,164,075 underlying)

Lee Roger H

10% Owner

Transactions

Purchase
Common Stock
2016-10-12$18.00/sh+275,000$4,950,000→ 6,869,220 total(indirect: By Battery Ventures VIII, L.P.)
Conversion
Series A Convertible Preferred Stock
2016-10-12−36,030→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (45,239 underlying)
Conversion
Series B Convertible Preferred Stock
2016-10-12−839,552→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,595,517 underlying)
Conversion
Common Stock
2016-10-12+6,243,840→ 6,594,220 total(indirect: By Battery Ventures VIII, L.P.)
Conversion
Series D Convertible Preferred Stock
2016-10-12−1,164,075→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,164,075 underlying)
Conversion
Series G Convertible Preferred Stock
2016-10-12−150,954→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (150,954 underlying)
Conversion
Series C Convertible Preferred Stock
2016-10-12−1,432,578→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,432,578 underlying)
Conversion
Series E Convertible Preferred Stock
2016-10-12−767,715→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (767,715 underlying)
Conversion
Series F Convertible Preferred Stock
2016-10-12−1,087,762→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,087,762 underlying)

BROWN MICHAEL MAURICE

10% Owner

Transactions

Conversion
Series E Convertible Preferred Stock
2016-10-12−767,715→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (767,715 underlying)
Conversion
Series F Convertible Preferred Stock
2016-10-12−1,087,762→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,087,762 underlying)
Conversion
Common Stock
2016-10-12+6,243,840→ 6,594,220 total(indirect: By Battery Ventures VIII, L.P.)
Conversion
Series A Convertible Preferred Stock
2016-10-12−36,030→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (45,239 underlying)
Purchase
Common Stock
2016-10-12$18.00/sh+275,000$4,950,000→ 6,869,220 total(indirect: By Battery Ventures VIII, L.P.)
Conversion
Series D Convertible Preferred Stock
2016-10-12−1,164,075→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,164,075 underlying)
Conversion
Series G Convertible Preferred Stock
2016-10-12−150,954→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (150,954 underlying)
Conversion
Series B Convertible Preferred Stock
2016-10-12−839,552→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,595,517 underlying)
Conversion
Series C Convertible Preferred Stock
2016-10-12−1,432,578→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,432,578 underlying)

Battery Ventures VIII lp

10% Owner

Transactions

Conversion
Series B Convertible Preferred Stock
2016-10-12−839,552→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,595,517 underlying)
Conversion
Series G Convertible Preferred Stock
2016-10-12−150,954→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (150,954 underlying)
Conversion
Series E Convertible Preferred Stock
2016-10-12−767,715→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (767,715 underlying)
Purchase
Common Stock
2016-10-12$18.00/sh+275,000$4,950,000→ 6,869,220 total(indirect: By Battery Ventures VIII, L.P.)
Conversion
Series D Convertible Preferred Stock
2016-10-12−1,164,075→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,164,075 underlying)
Conversion
Series F Convertible Preferred Stock
2016-10-12−1,087,762→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,087,762 underlying)
Conversion
Common Stock
2016-10-12+6,243,840→ 6,594,220 total(indirect: By Battery Ventures VIII, L.P.)
Conversion
Series A Convertible Preferred Stock
2016-10-12−36,030→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (45,239 underlying)
Conversion
Series C Convertible Preferred Stock
2016-10-12−1,432,578→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,432,578 underlying)

Battery Partners VIII, LLC

10% Owner

Transactions

Conversion
Common Stock
2016-10-12+6,243,840→ 6,594,220 total(indirect: By Battery Ventures VIII, L.P.)
Purchase
Common Stock
2016-10-12$18.00/sh+275,000$4,950,000→ 6,869,220 total(indirect: By Battery Ventures VIII, L.P.)
Conversion
Series A Convertible Preferred Stock
2016-10-12−36,030→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (45,239 underlying)
Conversion
Series B Convertible Preferred Stock
2016-10-12−839,552→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,595,517 underlying)
Conversion
Series F Convertible Preferred Stock
2016-10-12−1,087,762→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,087,762 underlying)
Conversion
Series G Convertible Preferred Stock
2016-10-12−150,954→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (150,954 underlying)
Conversion
Series D Convertible Preferred Stock
2016-10-12−1,164,075→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,164,075 underlying)
Conversion
Series C Convertible Preferred Stock
2016-10-12−1,432,578→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,432,578 underlying)
Conversion
Series E Convertible Preferred Stock
2016-10-12−767,715→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (767,715 underlying)

CROTTY THOMAS J

10% Owner

Transactions

Conversion
Common Stock
2016-10-12+6,243,840→ 6,594,220 total(indirect: By Battery Ventures VIII, L.P.)
Purchase
Common Stock
2016-10-12$18.00/sh+275,000$4,950,000→ 6,869,220 total(indirect: By Battery Ventures VIII, L.P.)
Conversion
Series A Convertible Preferred Stock
2016-10-12−36,030→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (45,239 underlying)
Conversion
Series C Convertible Preferred Stock
2016-10-12−1,432,578→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,432,578 underlying)
Conversion
Series E Convertible Preferred Stock
2016-10-12−767,715→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (767,715 underlying)
Conversion
Series G Convertible Preferred Stock
2016-10-12−150,954→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (150,954 underlying)
Conversion
Series D Convertible Preferred Stock
2016-10-12−1,164,075→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,164,075 underlying)
Conversion
Series B Convertible Preferred Stock
2016-10-12−839,552→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,595,517 underlying)
Conversion
Series F Convertible Preferred Stock
2016-10-12−1,087,762→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,087,762 underlying)

TOBIN SCOTT R

10% Owner

Transactions

Conversion
Series C Convertible Preferred Stock
2016-10-12−1,432,578→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,432,578 underlying)
Conversion
Series B Convertible Preferred Stock
2016-10-12−839,552→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,595,517 underlying)
Conversion
Common Stock
2016-10-12+6,243,840→ 6,594,220 total(indirect: By Battery Ventures VIII, L.P.)
Conversion
Series A Convertible Preferred Stock
2016-10-12−36,030→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (45,239 underlying)
Conversion
Series D Convertible Preferred Stock
2016-10-12−1,164,075→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,164,075 underlying)
Conversion
Series E Convertible Preferred Stock
2016-10-12−767,715→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (767,715 underlying)
Purchase
Common Stock
2016-10-12$18.00/sh+275,000$4,950,000→ 6,869,220 total(indirect: By Battery Ventures VIII, L.P.)
Conversion
Series F Convertible Preferred Stock
2016-10-12−1,087,762→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (1,087,762 underlying)
Conversion
Series G Convertible Preferred Stock
2016-10-12−150,954→ 0 total(indirect: By Battery Ventures VIII, L.P.)
→ Common Stock (150,954 underlying)

Footnotes (3)

[F1]The total represents shares received upon conversion of shares of Series A, B, C, D, E, F and G Convertible Preferred Stock.
[F2]Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into 1.25561723 and 1.90043965 shares, respectively, of the Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into one share of the Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. The convertible preferred stock had no expiration date.
[F3]The reported securities are owned directly by Battery Ventures VIII, L.P. ("BV VIII"). The sole general partner of BV VIII is Battery Partners VIII, LLC ("BP VIII"). BP VIII's investment adviser is Battery Management Corp. (together with BP VIII, the "Battery Companies"). Neeraj Agrawal, Michael Brown, Thomas Crotty, Richard Frisbie, Kenneth Lawler, R. David Tabors, Scott Tobin and Roger Lee are the managing members and officers of the Battery Companies and may be deemed to share voting and dispositive power over the securities held by BV VIII. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

Coupa Software Inc

CIK 0001385867

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0001385867

Filing Metadata

Form type: 4
Filed: Oct 12, 8:00 PM ET
Accepted: Oct 13, 5:38 PM ET
Size: 38.0 KB

View on SEC.gov