TUBEMOGUL INC 4
4 · TUBEMOGUL INC · Filed Sep 2, 2016
Insider Transaction Report
Form 4
TUBEMOGUL INCTUBE
CHOPRA AJAY
Director10% Owner
Transactions
- Other
Common Stock
2016-08-31−292,250→ 4,383,749 total(indirect: By Trinity Ventures X, L.P.) - Other
Common Stock
2016-08-31−1,655→ 24,824 total(indirect: By Trinity X Side-By-Side Fund, L.P.) - Other
Common Stock
2016-08-31+2,922→ 2,922 total(indirect: By LLC) - Other
Common Stock
2016-08-31−2,922→ 0 total(indirect: By LLC) - Other
Common Stock
2016-08-31−2,826→ 42,392 total(indirect: By Trinity X Entrepreneurs' Fund, L.P.) - Other
Common Stock
2016-08-31+110→ 2,748 total(indirect: By TVL Management Corporation) - Other
Common Stock
2016-08-31+577→ 10,708 total(indirect: By Trust)
Holdings
- 11,243
Common Stock
Footnotes (10)
- [F1]Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Trinity Ventures X, L.P. without consideration to its limited partners and its general partner, Trinity TVL X, LLC.
- [F10]The shares are held by the Chopra/Banerjee Revocable Trust (the "Chopra Family Trust"). Mr. Chopra is a trustee of the Chopra Family Trust. Mr. Chopra disclaims beneficial ownership of the shares held by the Chopra Family Trust except to the extent of his proportionate pecuniary interest therein.
- [F2]The transactions being reported were effected pursuant to a Rule 10b5-1 plan adopted on September 14, 2015.
- [F3]Trinity TVL X, LLC is the general partner of Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. and has sole voting and investment power with respect to the shares held by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P.
- [F4]Mr. Chopra is a management member of Trinity TVL X, LLC, and may be deemed to share voting and investment power over the shares owned by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Mr. Chopra serves as an officer of Trinity TVL Management Corporation. Mr. Chopra disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
- [F5]Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Trinity X Entrepreneurs' Fund, L.P. without consideration to its limited partners.
- [F6]Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Trinity X Side-By-Side Fund, L.P. without consideration to its limited partners.
- [F7]Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Trinity Ventures X, L.P. described in footnote 1.
- [F8]Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Trinity TVL X, LLC without consideration to its members.
- [F9]The shares are held by Trinity TVL Management Corporation.