4/A//SEC Filing
Neonode, Inc 4/A
Accession 0001209191-16-098831
$NEONCIK 0000087050operating
Filed
Feb 15, 7:00 PM ET
Accepted
Feb 16, 5:07 PM ET
Size
22.4 KB
Accession
0001209191-16-098831
Insider Transaction Report
Form 4/AAmended
Neonode, IncNEON
Bystedt Per Ivar Gosta
Director10% Owner
Transactions
- Exercise of In-Money
Warrant
2013-08-12−320,000→ 0 totalExercise: $1.38From: 2011-04-15Exp: 2013-10-15→ Common Stock (320,000 underlying) - Exercise of In-Money
Warrant
2013-08-12−67,773→ 0 totalExercise: $1.38From: 2010-10-18Exp: 2013-10-18→ Common Stock (67,773 underlying) - Exercise of In-Money
Warrant
2013-08-12−227,661→ 0 total(indirect: through Iwo Jima sarl, a company owned by Mr. Bystedt)Exercise: $1.38From: 2010-10-18Exp: 2013-10-18→ Common Stock (227,661 underlying) - Exercise of In-Money
Common Stock
2013-08-12$1.38/sh+67,773$93,188→ 768,451 total - Exercise of In-Money
Common Stock
2013-08-12$1.38/sh+320,000$440,000→ 759,392 total - Sale
Common Stock
2013-08-12$7.49/sh−12,435$93,188→ 756,016 total - Sale
Common Stock
2013-08-12$7.49/sh−41,771$313,032→ 3,182,189 total(indirect: through Iwo Jima sarl, a company owned by Mr. Bystedt) - Sale
Common Stock
2013-08-12$7.49/sh−58,714$440,003→ 700,678 total - Exercise of In-Money
Common Stock
2013-08-12$1.38/sh+227,661$313,034→ 3,223,960 total(indirect: through Iwo Jima sarl, a company owned by Mr. Bystedt)
Footnotes (4)
- [F1]Mr. Bystedt exercised a warrant to purchase 320,000 shares of Neonode common stock (reflecting the 25-for-1 reverse stock split on March 25, 2011) and utilized a net exercise provision of the warrant. As a result, Mr. Bystedt was issued a net of 261,286 shares. The $7.494 net exercise disposition value reflects the average price of Neonode common stock for the five days prior to the exercise.
- [F2]Reflects a correction in the amount of securities beneficially owned as reported in the Form 4 amendment filed by Mr. Bystedt on September 7, 2012. That previous Form 4 amendment indicated a direct beneficial ownership of 429,392; however, the effect of the purchase of 20,000 shares reported therein equated to a direct beneficial ownership of 439,392 shares.
- [F3]Mr. Bystedt exercised a warrant to purchase 67,773 shares of Neonode common stock (reflecting the 25-for-1 reverse stock split on March 25, 2011) and utilized a net exercise provision of the warrant. As a result, Mr. Bystedt was issued a net of 55,338 shares. The $7.494 net exercise disposition value reflects the average price of Neonode common stock for the five days prior to the exercise.
- [F4]Mr. Bystedt exercised an indirect beneficially-owned warrant to purchase 227,661 shares of Neonode common stock (reflecting the 25-for-1 reverse stock split on March 25, 2011) and utilized a net exercise provision of the warrant. As a result, Mr. Bystedt was issued a net of 185,890 shares. The $7.494 net exercise disposition value reflects the average price of Neonode common stock for the five days prior to the exercise.
Documents
Issuer
Neonode, Inc
CIK 0000087050
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000087050
Filing Metadata
- Form type
- 4/A
- Filed
- Feb 15, 7:00 PM ET
- Accepted
- Feb 16, 5:07 PM ET
- Size
- 22.4 KB