4//SEC Filing
Otonomy, Inc. 4
Accession 0001209191-15-086217
CIK 0001493566operating
Filed
Dec 17, 7:00 PM ET
Accepted
Dec 18, 8:00 PM ET
Size
11.4 KB
Accession
0001209191-15-086217
Insider Transaction Report
Form 4
Otonomy, Inc.OTIC
Cayer Paul E
CFO/Ch. Business Offcr & Sec.
Transactions
- Exercise/Conversion
Employee stock option (right to buy)
2015-12-17−3,000→ 77,492 totalExercise: $6.33Exp: 2024-06-03→ Common Stock (3,000 underlying) - Sale
Common Stock
2015-12-17$30.18/sh−300$9,056→ 9,610 total - Sale
Common Stock
2015-12-17$29.65/sh−2,700$80,045→ 9,910 total - Exercise/Conversion
Common Stock
2015-12-17$6.33/sh+3,000$18,990→ 12,610 total
Footnotes (5)
- [F1]The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- [F2]The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold ranging from $29.13 to $30.10 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- [F3]The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold ranging from $30.13 to $30.28 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- [F4]One-fourth (1/4) of the shares subject to the option vested on April 23, 2015 and one forty-eighth of the shares vest monthly thereafter.
- [F5]In addition to the option to purchase 77,492 shares of common stock as set forth in Table II, the Reporting Person currently holds options to purchase up to an aggregate of 255,391 shares of common stock, which options vest according to their terms.
Documents
Issuer
Otonomy, Inc.
CIK 0001493566
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001493566
Filing Metadata
- Form type
- 4
- Filed
- Dec 17, 7:00 PM ET
- Accepted
- Dec 18, 8:00 PM ET
- Size
- 11.4 KB