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4//SEC Filing

EnteroMedics Inc 4

Accession 0001209191-15-080280

CIK 0001371217operating
View on SEC.govCompany Profile

Filed

Nov 15, 7:00 PM ET

Accepted

Nov 16, 4:21 PM ET

Size

25.3 KB

Accession

0001209191-15-080280

Insider Transaction Report

Form 4
Period: 2015-11-12
EnteroMedics IncETRM
KNUDSON MARK B
DirectorChrmn, Pres & CEO
Transactions
  • Purchase

    Common Stock

    2015-11-12$0.16/sh+310,000$49,910→ 613,000 total
Holdings

  • Common Stock

    (indirect: By Trust)
    57,571

  • Stock Option (right to buy)

    Exercise: $1.90From: 2010-10-29Exp: 2017-10-29→ Common stock (44,131 underlying)
    44,131

  • Stock Option (right to buy)

    Exercise: $2.58From: 2011-03-16Exp: 2021-02-16→ Common Stock (350,000 underlying)
    350,000

  • Stock Option (right to buy)

    Exercise: $1.90From: 2012-01-14Exp: 2021-12-14→ Common Stock (200,000 underlying)
    200,000

  • Stock Option (right to buy)

    Exercise: $3.35From: 2012-08-10Exp: 2022-07-10→ Common Stock (1,292,225 underlying)
    1,292,225

  • Common Stock

    (indirect: By Trust)
    1,382

  • Stock Option (right to buy)

    Exercise: $2.76Exp: 2016-04-20→ Common Stock (6,776 underlying)
    6,776

  • Stock Option (right to buy)

    Exercise: $1.90From: 2010-10-29Exp: 2017-10-29→ Common Stock (33,432 underlying)
    33,432

  • Stock Option (right to buy)

    Exercise: $3.78Exp: 2019-11-18→ Common Stock (20,833 underlying)
    20,833

  • Stock Option (right to buy)

    Exercise: $1.90From: 2010-10-29Exp: 2017-10-29→ Common Stock (25,902 underlying)
    25,902

  • Stock Option (right to buy)

    Exercise: $1.90From: 2010-10-29Exp: 2017-10-29→ Common Stock (50,472 underlying)
    50,472

  • Warrant (common stock right to buy)

    Exercise: $2.19→ Common Stock (25,000 underlying)
    25,000

  • Stock Option (right to buy)

    Exercise: $2.67From: 2011-08-12Exp: 2021-07-12→ Common Stock (350,000 underlying)
    350,000

  • Stock Option (right to buy)

    Exercise: $1.11From: 2015-04-09Exp: 2025-03-09→ Common Stock (225,000 underlying)
    225,000

  • Common Stock

    (indirect: By Partnership)
    3,215

  • Stock Option (right to buy)

    Exercise: $2.76Exp: 2015-04-27→ Common Stock (7,915 underlying)
    7,915

  • Stock Option (right to buy)

    Exercise: $1.31From: 2013-06-30Exp: 2013-05-31→ Common Stock (1,278,730 underlying)
    1,278,730
Footnotes (7)
  • [F1]The price reported is the weighted average purchase price for the transaction reported. The purchase prices ranged from $0.15 to $0.18. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each price within the range.
  • [F2]Options currently 100% vested.
  • [F3]Options vest 33% on date noted and thereafter at 1/24th per month.
  • [F4]Warrant becomes exercisable 181 days from the date of issuance at close of offering.
  • [F5]Warrant expires five years from the date it becomes exercisable.
  • [F6]Vests in increments of 1/48th per month, beginning the date shown.
  • [F7]The exercise price is the closing price on July 10, 2012, the date the board authorized the grants subject to stockholder approval of the increase in the number of shares available for awards under the incentive plan, which was obtained on September 27, 2012.

Documents

1 file

Issuer

EnteroMedics Inc

CIK 0001371217

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001371217

Filing Metadata

Form type
4
Filed
Nov 15, 7:00 PM ET
Accepted
Nov 16, 4:21 PM ET
Size
25.3 KB
View on SEC.gov