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4//SEC Filing

BROWN FORMAN CORP 4

Accession 0001209191-15-071379

$BF-ACIK 0000014693operating
View on SEC.govCompany Profile

Filed

Sep 17, 8:00 PM ET

Accepted

Sep 18, 3:19 PM ET

Size

32.3 KB

Accession

0001209191-15-071379

Insider Transaction Report

Form 4
Period: 2015-07-20
BROWN FORMAN CORPBFA, BFB
Joy Catherine Frazier
10% Owner
Transactions
  • Will/Inheritance

    Class B Common

    2015-07-20+579,690→ 4,130,474 total(indirect: By LLC)
  • Gift

    Class A Common

    2015-09-16−651,681→ 9,104,152 total(indirect: By LLC)
  • Gift

    Class B Common

    2015-09-16−295,662→ 4,130,474 total(indirect: By LLC)
  • Gift

    Class B Common

    2015-09-16+295,662→ 4,130,474 total(indirect: By LLC)
  • Will/Inheritance

    Class A Common

    2015-07-20+1,277,720→ 9,104,152 total(indirect: By LLC)
  • Will/Inheritance

    Class A Common

    2015-07-20−2,555,440→ 9,104,152 total(indirect: By LLC)
  • Will/Inheritance

    Class B Common

    2015-07-20−1,159,381→ 4,130,474 total(indirect: By LLC)
  • Gift

    Class A Common

    2015-09-16+651,681→ 9,104,152 total(indirect: By LLC)
Holdings

  • Class B Common

    (indirect: Caitlin Joy IMA)
    641

  • Class B Common

    (indirect: Caitlin Joy UTMA)
    4,893

  • Class B Common

    (indirect: Christopher Joy IMA)
    641

  • Class A Common

    (indirect: Christopher Joy UTMA)
    22,824

  • Class A Common

    (indirect: Alexander Joy)
    10,000

  • Class A Common

    (indirect: Alexander Joy UTMA)
    15,633

  • Class A Common

    (indirect: Christopher Joy)
    5,000

  • Class B Common

    489,549

  • Class B Common

    (indirect: Alexander Joy UTMA)
    13,125

  • Class A Common

    (indirect: By Trust)
    56,334

  • Class A Common

    (indirect: By Spouse)
    23,184

  • Class A Common

    (indirect: Caitlin Joy)
    22,000

  • Class A Common

    (indirect: Caitlin Joy UTMA)
    5,922

  • Class B Common

    (indirect: Charles Joy IMA)
    641

  • Class B Common

    (indirect: Charles Joy UTMA)
    8,895

  • Class B Common

    (indirect: Christopher Joy UTMA)
    20,773

  • Class A Common

    190,326

  • Class B Common

    (indirect: By Trust)
    41,046

  • Class B Common

    (indirect: Alexander Joy IMA)
    641

  • Class B Common

    (indirect: By Spouse)
    30,726

  • Class A Common

    (indirect: Charles Joy)
    16,000

  • Class A Common

    (indirect: Charles Joy UTMA)
    10,548
Footnotes (2)
  • [F1]Represents the division of a family trust holding units of Avish Agincourt LLC following the death of the settlor.
  • [F2]On September 16, 2015, the reporting person transferred units of Avish Agincourt LLC to a grantor trust for the benefit of family members in which the reporting person retains a pecuniary interest. The reporting person received a note under the terms of the trust providing for a periodic payment similar in operation to a grantor retained annuity trust.

Documents

1 file

Issuer

BROWN FORMAN CORP

CIK 0000014693

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000014693

Filing Metadata

Form type
4
Filed
Sep 17, 8:00 PM ET
Accepted
Sep 18, 3:19 PM ET
Size
32.3 KB
View on SEC.gov