$LCTX·4

BIOTIME INC · Aug 18, 6:52 PM ET

BIOTIME INC 4

4 · BIOTIME INC · Filed Aug 18, 2015

Insider Transaction Report

Form 4
Period: 2015-08-14
Transactions
  • Purchase

    Common Shares, no par value

    2015-08-18$2.90/sh+17,200$49,832155,125 total
  • Purchase

    Common Shares, no par value

    2015-08-14$2.65/sh+18,400$48,75698,525 total
  • Purchase

    Common Shares, no par value

    2015-08-17$2.83/sh+39,400$111,478137,925 total
Holdings
  • Option to Purchase Common Shares

    Exercise: $3.43Exp: 2019-11-03Common Shares (20,000 underlying)
    20,000
  • Option to Purchase Common Shares

    Exercise: $3.57Exp: 2020-06-30Common Shares (20,000 underlying)
    20,000
Footnotes (5)
  • [F1]The price of $2.6498 per share represents a weighted average of prices ranging from $2.63 to $2.679 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
  • [F2]The price of $2.8294 per share represents a weighted average of prices ranging from $2.69 to $2.99 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
  • [F3]The price of $2.8972 per share represents a weighted average of prices ranging from $2.86 to $3.00 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
  • [F4]Will become exercisable in four equal quarterly installments after the date of grant on July 1, 2015 based upon continued service on the board of directors.
  • [F5]5,000 options became exercisable on December 31, 2014; March 31, 2015; and June 30, 2015. The remaining 5,000 options will become exercisable on September 30, 2015 based upon continued service on the board of directors.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION