4//SEC Filing
AMYRIS, INC. 4
Accession 0001209191-15-063117
CIK 0001365916operating
Filed
Jul 30, 8:00 PM ET
Accepted
Jul 31, 4:50 PM ET
Size
34.1 KB
Accession
0001209191-15-063117
Insider Transaction Report
Form 4
AMYRIS, INC.AMRS
Boisseau Philippe
Director10% Owner
Transactions
- Purchase
Common Stock
2015-07-29$2.30/sh+30,434,782$69,999,999→ 45,334,045 total(indirect: See footnote) - Other
1.5% Senior Secured Convertible Note Due 2017
2015-07-29(indirect: See footnote)Exercise: $7.07→ Common Stock - Other
1.5% Senior Secured Convertible Note Due 2017
2015-07-29(indirect: See footnote)Exercise: $3.08→ Common Stock - Other
1.5% Senior Secured Convertible Note Due 2017
2015-07-29(indirect: See footnote)Exercise: $7.07→ Common Stock - Other
1.5% Senior Secured Convertible Note Due 2017
2015-07-29(indirect: See footnote)Exercise: $4.11→ Common Stock - Purchase
Warrants (right to buy)
2015-07-29+128,205→ 128,205 total(indirect: See footnote)Exercise: $0.01Exp: 2020-07-29→ Common Stock (128,205 underlying) - Purchase
Warrants (right to buy)
2015-07-29+2,000,000→ 2,000,000 total(indirect: See footnote)Exercise: $0.01Exp: 2020-07-29→ Common Stock (2,000,000 underlying) - Purchase
Warrants (right to buy)
2015-07-29+0→ 0 total(indirect: See footnote)Exercise: $0.01Exp: 2020-07-29→ Common Stock (0 underlying) - Purchase
Common Stock
2015-07-29$1.56/sh+1,282,051$2,000,000→ 14,899,263 total(indirect: See footnote) - Other
1.5% Senior Secured Convertible Note Due 2017
2015-07-29(indirect: See footnote)Exercise: $3.08→ Common Stock - Other
1.5% Senior Secured Convertible Note Due 2017
2015-07-29(indirect: See footnote)Exercise: $4.11→ Common Stock - Purchase
1.5% Senior Secured Convertible Note Due 2017
2015-07-29(indirect: See footnote)Exercise: $3.08→ Common Stock
Footnotes (10)
- [F1]Purchase was pursuant to that certain Securities Purchase Agreement dated as of July 24, 2015 by and between the Issuer and the purchasers set forth therein, including Total Energies Nouvelles Activites USA (the "Purchase Agreement").
- [F10]Warrant was issued in connection with the Exchange Agreement.
- [F2]Held of record by Total Energies Nouvelles Activites USA. Mr. Boisseau, a member of the Issuer's board of directors by deputization, is a member of the Executive Committee of Total S.A., the ultimate parent company of Total Energies Nouvelles Activites USA, and, as such, may be deemed to share voting or investment power over the securities held by Total Energies Nouvelles Activites USA. Mr. Boisseau holds no shares of the Issuer directly and disclaims beneficial ownership of the Common Stock, except to the extent of his pecuniary interest therein, if any.
- [F3]Shares were issued in exchange for certain Convertible Notes as listed in Table II below, and pursuant to that certain Exchange Agreement dated as of July 26, 2015 by and between the Issuer and the investors set forth therein, including Total Energies Nouvelles Activites USA (the "Exchange Agreement").
- [F4]Note was cancelled pursuant to the Exchange Agreement and that certain Request For Cancellation of Convertible Notes dated July 29, 2015 delivered by Total Energies Nouvelles Activites USA to the Issuer (the "Cancellation Request").
- [F5]Note was cancelled pursuant to the Exchange Agreement and the Cancellation Request. The Issuer's obligations under the note were cancelled upon the issuance of a new 1.5% Senior Secured Convertible Note Due 2017.
- [F6]Issued pursuant to the Exchange Agreement and the Cancellation Request. The Issuer's obligations under the original note were cancelled upon the issuance of this new 1.5% Senior Secured Convertible Note Due 2017.
- [F7]The principal amount of this note is $5,000,751.86. The note is convertible only in those circumstances described in the note. The Final Maturity Date as defined in the note is March 1, 2017.
- [F8]The shares underlying this warrant will be determined upon satisfaction of the Exercise Condition as described in the warrant.
- [F9]This warrant is exercisable upon satisfaction of the Exercise Condition as described in the warrant.
Documents
Issuer
AMYRIS, INC.
CIK 0001365916
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001365916
Filing Metadata
- Form type
- 4
- Filed
- Jul 30, 8:00 PM ET
- Accepted
- Jul 31, 4:50 PM ET
- Size
- 34.1 KB