4//SEC Filing
VINCE HOLDING CORP. 4
Accession 0001209191-15-033174
$VNCECIK 0001579157operating
Filed
Apr 7, 8:00 PM ET
Accepted
Apr 8, 5:23 PM ET
Size
6.6 KB
Accession
0001209191-15-033174
Insider Transaction Report
Form 4
LEDER MARC J
10% Owner
Transactions
- Purchase
Common Stock, par value $0.01
2015-04-06$19.52/sh+26,400$515,373→ 20,480,729 total(indirect: See Footnotes)
Footnotes (2)
- [F1]Represents common stock owned of record by SK Financial Services, LLC ("SK Financial"). SK Financial is jointly owned by Sun Capital Partners V, L.P. ("SCP V"), Sun Capital Securities Offshore Fund, Ltd. ("SCSF Offshore") and Sun Capital Securities Fund, L.P. ("SCSF LP"). Through a revocable trust, each of Messrs. Rodger R. Krouse and Marc J. Leder own fifty percent (50%) of Sun Capital Partners V, Ltd., which is the general partner of Sun Capital Advisors V, L.P., which is the general partner of SCP V. Each of Messrs. Krouse and Leder also controls, through his revocable trust, 50% of the membership interest in Sun Capital Securities, LLC, which in turn is the general partner of Sun Capital Securities Advisors, L.P., which is in turn the general partner of SCSF LP.
- [F2]15,037,793 of the reported shares are owned of record by Sun Cardinal, LLC ("Sun Cardinal"), 5,012,616 of the reported shares are owned of record by SCSF Cardinal, LLC ("SCSF Cardinal") and the remaining reported shares are owned of record by SK Financial. SCP V owns all of the ownership interests in Sun Cardinal. SCSF Cardinal is jointly owned by SCSF Offshore and SCSF LP. As a result and for the reasons described in footnote 1 above, Mr. Leder may be deemed to have indirect beneficial ownership of the securities owned of record by Sun Cardinal, SCSF Cardinal and SK Financial. Mr. Leder expressly disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.
Documents
Issuer
VINCE HOLDING CORP.
CIK 0001579157
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001579157
Filing Metadata
- Form type
- 4
- Filed
- Apr 7, 8:00 PM ET
- Accepted
- Apr 8, 5:23 PM ET
- Size
- 6.6 KB