4//SEC Filing
STEMCELLS INC 4
Accession 0001209191-15-003530
$MBOTCIK 0000883975operating
Filed
Jan 8, 7:00 PM ET
Accepted
Jan 9, 6:13 PM ET
Size
8.3 KB
Accession
0001209191-15-003530
Insider Transaction Report
Form 4
STEMCELLS INCSTEM
MCGLYNN MARTIN M
DirectorPresident & CEO
Transactions
- Award
Common Stock
2015-01-08+418,500→ 2,692,891 total - Award
Common Stock
2015-01-08+1,255,500→ 2,274,391 total
Holdings
- 22,921(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]Restricted stock units, with 1/3 vesting on each of January 8, 2016, January 8, 2017, and January 8, 2018.
- [F2]Includes (1) 525,000 restricted stock units, with 175,000 of these vesting on each of June 14, 2015, June 14, 2016, and June 14, 2017; (2) 135,333 restricted stock units vesting on January 27, 2015, and (3) 1,255,500 restricted stock units, with 418,500 of these vesting on each of January 8, 2016, January 8, 2017 and January 8, 2018.
- [F3]Restricted stock units, with performance based vesting set by the issuer's Board of Directors and tied to the timely and successful conduct and completion of the issuer's Phase II clinical studies in dry AMD and spinal cord injury.
- [F4]Includes (1) 525,000 restricted stock units, with 175,000 of these vesting on each of June 14, 2015, June 14, 2016, and June 14, 2017; (2) 135,333 restricted stock units vesting on January 27, 2015; (3) 1,255,500 restricted stock units, with 418,500 of these vesting on each of January 8, 2016, January 8, 2017 and January 8, 2018; and (4) 418,500 restricted stock units with performance based vesting.
- [F5]Shares held in 401(k) account in accordance with issuer's employer-match policies.
Documents
Issuer
STEMCELLS INC
CIK 0000883975
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000883975
Filing Metadata
- Form type
- 4
- Filed
- Jan 8, 7:00 PM ET
- Accepted
- Jan 9, 6:13 PM ET
- Size
- 8.3 KB