4//SEC Filing
Annie's, Inc. 4
Accession 0001209191-14-064505
CIK 0001431897operating
Filed
Oct 22, 8:00 PM ET
Accepted
Oct 23, 4:55 PM ET
Size
30.9 KB
Accession
0001209191-14-064505
Insider Transaction Report
Form 4
Annie's, Inc.BNNY
Mortimer Mark
SVP - Sales/Chief CO
Transactions
- Disposition to Issuer
Common Stock, par value $0.001 per share
2014-10-21−1,540→ 0 total - Disposition to Issuer
Non-Qualified Stock Options (right to buy)
2014-10-21−24,788→ 0 totalExercise: $17.55Exp: 2021-07-31→ Common Stock (24,788 underlying) - Disposition to Issuer
Common Stock, par value $0.001 per share
2014-10-21−4,646→ 0 total - Disposition to Issuer
Non-Qualified Stock Options (right to buy)
2014-10-21−40,000→ 0 totalExercise: $34.53Exp: 2023-01-13→ Common Stock (40,000 underlying) - Disposition to Issuer
Non-Qualified Stock Options (right to buy)
2014-10-21−4,581→ 0 totalExercise: $32.48Exp: 2024-06-23→ Common Stock (4,581 underlying) - Disposition to Issuer
Performance Share Units
2014-10-21−1,750→ 0 totalExercise: $0.00Exp: 2016-12-31→ Common Stock (1,750 underlying) - Disposition to Issuer
Non-Qualified Stock Options (right to buy)
2014-10-21−12,394→ 0 totalExercise: $8.75Exp: 2017-07-10→ Common Stock (12,394 underlying) - Disposition to Issuer
Non-Qualified Stock Options (right to buy)
2014-10-21−6,197→ 0 totalExercise: $8.88Exp: 2018-06-10→ Common Stock (6,197 underlying) - Disposition to Issuer
Non-Qualified Stock Options (right to buy)
2014-10-21−22,379→ 0 totalExercise: $19.00Exp: 2022-03-26→ Common Stock (22,379 underlying) - Disposition to Issuer
Performance Share Units
2014-10-21−4,210→ 0 totalExercise: $0.00Exp: 2015-12-31→ Common Stock (4,210 underlying) - Disposition to Issuer
Performance Share Units
2014-10-21−3,078→ 0 totalExercise: $0.00Exp: 2017-12-31→ Common Stock (3,078 underlying) - Disposition to Issuer
Common Stock, par value $0.001 per share
2014-10-21$46.00/sh−12,394$570,124→ 0 total
Footnotes (8)
- [F1]Pursuant to the terms of the Agreement and Plan of Merger, dated September 8, 2014 (the "Merger Agreement"), by and among Annie's, Inc. (the "Issuer"), General Mills, Inc. ("General Mills") and Sandy Acquisition Corporation, an indirect wholly-owned subsidiary of General Mills, these shares were tendered in exchange for a cash payment of $46.00 per share in cash, without interest and less any applicable withholding taxes.
- [F2]These restricted stock units, which by their terms were convertible into common stock of the Issuer on a 1-for-1 basis in two equal annual installments beginning on the second anniversary of the date of grant, were canceled pursuant to the Merger Agreement in exchange for a cash payment of $46.00 per share in cash, without interest and less any applicable withholding taxes.
- [F3]These options, which provided for vesting in two equal annual installments beginning on the first anniversary of the date of grant, were canceled pursuant to the terms of the Merger Agreement in exchange for a cash payment of $46.00 less the per share exercise price multiplied by the number of unexercised options, without interest and less any applicable withholding taxes.
- [F4]These options, which provided for vesting in four equal annual installments beginning on the first anniversary of the date of grant, were canceled pursuant to the terms of the Merger Agreement in exchange for a cash payment of $46.00 less the per share exercise price multiplied by the number of unexercised options, without interest and less any applicable withholding taxes.
- [F5]These options, which provided for vesting in four equal annual installments beginning on the second anniversary of the date of grant, were canceled pursuant to the terms of the Merger Agreement in exchange for a cash payment of $46.00 less the per share exercise price multiplied by the number of unexercised options, without interest and less any applicable withholding taxes.
- [F6]These options, which provided for vesting in five equal annual installments beginning on the first anniversary of the date of grant, were canceled pursuant to the terms of the Merger Agreement in exchange for a cash payment of $46.00 less the per share exercise price multiplied by the number of unexercised options, without interest and less any applicable withholding taxes.
- [F7]These performance share units, which by their terms were convertible into common stock of the Issuer on a 1-for-1 basis (at the target level) based on the achievement of a specified three-year cumulative compound adjusted diluted earnings per share growth rate, were canceled pursuant to the terms of the Merger Agreement.
- [F8]These performance share units, which by their terms were convertible into common stock of the Issuer on a 1-for-1 basis (at the target level) based on the achievement of a specified three-year cumulative compound adjusted diluted earnings per share growth rate, were deemed earned at the target level and canceled pursuant to the Merger Agreement in exchange for a cash payment of $46.00 per share in cash, without interest and less any applicable withholding taxes.
Documents
Issuer
Annie's, Inc.
CIK 0001431897
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001431897
Filing Metadata
- Form type
- 4
- Filed
- Oct 22, 8:00 PM ET
- Accepted
- Oct 23, 4:55 PM ET
- Size
- 30.9 KB