4//SEC Filing
ANWORTH MORTGAGE ASSET CORP 4
Accession 0001209191-14-046999
CIK 0001047884operating
Filed
Jul 13, 8:00 PM ET
Accepted
Jul 14, 5:54 PM ET
Size
9.9 KB
Accession
0001209191-14-046999
Insider Transaction Report
Form 4
Davis Robert Craig
Director
Transactions
- Award
Restricted Stock Unit
2014-07-10+2,000→ 12,000 total→ Common Stock (2,000 underlying)
Holdings
- 10,000
Common Stock
- 10,000(indirect: By Spouse)
Common Stock
- 7,000(indirect: By Trust)
Series A Cumulative Preferred Stock
- 4,000
Series B Cumulative Convertible Preferred Stock
Exercise: $10.50→ Common Stock (16,368 underlying)
Footnotes (8)
- [F1]Mr. Davis has investment control through a power of attorney for trust transactions for the Marjorie L. Davis Family Trust and is a beneficiary of the Trust.
- [F2]1-for-1.
- [F3]The Restricted Stock Units vest upon the reporting person's retirement from the board of directors.
- [F4]The Series B Cumulative Convertible Preferred Stock has no expiration date.
- [F5]Granted to the reporting person for his continued service on the board of directors.
- [F6]The Series B Cumulative Convertible Preferred Stock is convertible into shares of Anworth Mortgage Asset Corporation common stock initially at a conversion price per share of $10.50, subject to adjustment upon the occurrence of certain events specified in the Articles Supplementary for Series B Cumulative Convertible Preferred Stock, a copy of which was filed as an exhibit to a Current Report on Form 8-K with the Securities and Exchange Commission on January 30, 2007. The current conversion price reflection such adjustments is $4.0919 per share.
- [F7]Immediately exercisable.
- [F8]The Series B Cumulative Convertible Preferred Stock has no expiration date.
Documents
Issuer
ANWORTH MORTGAGE ASSET CORP
CIK 0001047884
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0001047884
Filing Metadata
- Form type
- 4
- Filed
- Jul 13, 8:00 PM ET
- Accepted
- Jul 14, 5:54 PM ET
- Size
- 9.9 KB