CHINDEX INTERNATIONAL INC 4

4 · CHINDEX INTERNATIONAL INC · Filed Mar 21, 2014

Form 4

Period: 2014-03-19

DirectorSr. Vice President

Transactions

Exercise/Conversion
Common Stock
2014-03-19$8.33/sh+37,500$312,499→ 702,279 total
Tax Payment
Common Stock
2014-03-19$19.16/sh−5,759$110,314→ 680,120 total
Exercise of In-Money
Option to purchase common stock
2014-03-19$8.33/sh−30,000$249,999→ 0 total
Exercise: $8.33From: 2004-04-26Exp: 2014-04-25→ Common Stock (30,000 underlying)
Sale
Common Stock
2014-03-19$19.20/sh−16,400$314,855→ 685,879 total
Exercise of In-Money
Option to purchase common stock
2014-03-19$8.33/sh−7,500$62,500→ 0 total
Exercise: $8.33From: 2005-03-31Exp: 2014-04-25→ Common Stock (7,500 underlying)

Footnotes (3)

[F1]Represents the exercised options scheduled to expire on April 25, 2014 and the sale of underlying shares sufficient to pay the exercise price thereof.
[F2]Includes 390,750 shares of Class B Common Stock that have six votes per share and that are convertible at any time into shares of Common Stock on a one-to-one basis, which shares of Class B Common Stock were acquired in connection with the Company's IPO in 1994 and have been held continuously since then.
[F3]In connection with the exercise of stock options on March 19, 2014, the number of shares Ms. Silverberg received was reduced for tax withholding. This reduction is required to be reported as a sale of stock.

Documents

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