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DOVER SADDLERY INC·5

Feb 14, 1:13 PM ET

DOVER SADDLERY INC 5

5 · DOVER SADDLERY INC · Filed Feb 14, 2014

Insider Transaction Report

Form 5
Period: 2013-12-31
DOVER SADDLERY INCDOVR
Schmidt William G
VP of Operations
Transactions
  • Award

    Incentive Stock Option

    2013-11-20+15,725→ 81,269 total
    Exercise: $4.90Exp: 2023-11-19→ Common Stock (15,725 underlying)
Holdings

  • Common Stock

    25,250

  • Incentive Stock Option

    Exercise: $4.50Exp: 2017-11-13→ Common Stock (15,725 underlying)
    81,269

  • Incentive Stock Option

    Exercise: $1.24Exp: 2018-11-20→ Common Stock (2,644 underlying)
    81,269

  • Incentive Stock Option

    Exercise: $3.10Exp: 2020-11-16→ Common Stock (15,725 underlying)
    81,269

  • Incentive Stock Option

    Exercise: $3.32Exp: 2021-11-27→ Common Stock (15,725 underlying)
    81,269

  • Incentive Stock Option

    Exercise: $3.59Exp: 2022-11-15→ Common Stock (15,725 underlying)
    81,269
Footnotes (15)
  • [F1]Granted on 11/14/2007 and vest on anniversary date of grant at rate 20% per year for five years.
  • [F10]Granted on 11/16/2012 and vest on anniversary date of grant at rate 20% per year for five years.
  • [F11]As of 12/31/2013, total includes 15,725 Incentive Stock Options as granted in 2012.
  • [F12]This transaction has been previously reported on a Form 4 filed in a timely manner.
  • [F13]Granted on 11/20/2013 and vest on anniversary date of grant at rate 20% per year for five years.
  • [F14]When exercisable price will be $4.90.
  • [F15]As of 12/31/2013, total includes 15,725 Incentive Stock Options as granted in 2013.
  • [F2]As of 12/31/2013, total includes 15,725 Incentive Stock Options as granted in 2007.
  • [F3]Granted on 11/21/2008 and vest on anniversary date of grant at rate 20% per year for five years.
  • [F4]A total of 13,220 Incentive Stock Options were granted in 2008; of this award 2,644 vested options have been purchased by the reporting person on 6/3/2010, of this award 2,644 vested options have been purchased by the reported person on 1/31/2011, of this award 2,644 vested options have been purchased by the reporting person on 11/21/2011 and of this award 2,644 vested options have been purchased by this reporting person on 11/26/2012.
  • [F5]As of 12/31/2013, total includes 2,644 Incentive Stock Options as granted in 2008.
  • [F6]Granted on 11/17/2010 and vest on anniversary date of grant at rate 20% per year for five years.
  • [F7]As of 12/31/2013, total includes 15,725 Incentive Stock Options as granted in 2010.
  • [F8]Granted on 11/28/2011 and vest on anniversary date of grant at rate 20% per year for five years.
  • [F9]As of 12/31/2013, total includes 15,725 Incentive Stock Options as granted in 2011.

Documents

1 file
  • 5
    doc5.xmlPrimary

    FORM 5 SUBMISSION