ARGOS THERAPEUTICS INC·4

Feb 12, 6:24 PM ET

ARGOS THERAPEUTICS INC 4

4 · ARGOS THERAPEUTICS INC · Filed Feb 12, 2014

Insider Transaction Report

Form 4
Period: 2014-02-12
Transactions
  • Conversion

    Common Stock

    2014-02-12+1,8596,800 total
  • Conversion

    Series D Preferred Stock

    2014-02-124,9410 total
    Common Stock (4,941 underlying)
  • Conversion

    Common Stock

    2014-02-12+4,9414,941 total
  • Conversion

    Series E Preferred Stock

    2014-02-121,8590 total
    Common Stock (1,859 underlying)
Footnotes (2)
  • [F1]Each share of Series D Preferred Stock converted into 0.1667 shares of common stock upon the closing of the Issuer's initial public offering of common stock for no additional consideration. The Series D Preferred Stock has no expiration date.
  • [F2]Each share of Series E Preferred Stock converted into 0.1667 shares of common stock upon the closing of the Issuer's initial public offering of common stock for no additional consideration. The Series E Preferred Stock has no expiration date.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION