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4//SEC Filing

World Energy Solutions, Inc. 4

Accession 0001209191-14-002248

CIK 0001371781operating

Filed

Jan 6, 7:00 PM ET

Accepted

Jan 7, 5:15 PM ET

Size

7.9 KB

Accession

0001209191-14-002248

Insider Transaction Report

Form 4
Period: 2014-01-03
PARSLOW JAMES F
CFO, Treasurer, Secretary
Transactions
  • Exercise/Conversion

    Common Stock

    2014-01-03$2.00/sh+9,000$18,00078,438 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2014-01-039,00028,250 total
    Exercise: $2.00From: 2009-12-05Exp: 2015-12-05Common Stock (9,000 underlying)
Footnotes (3)
  • [F1]Includes a restricted stock grant granted on September 20, 2013 in the amount of 40,000. The restricted stock vests 100% three years after date of grant.
  • [F2]Vests 25% one year after date of grant on December 5, 2008 and over 12 calendar quarters thereafter in equal installments.
  • [F3]This number includes: (1) Employee Stock Option (Right to Buy) grant on May 17, 2007 for 15,000 shares of common stock at an exercise price of $13.40; (2) Employee Stock Option (Right to Buy) grant on December 11, 2009 for 20,000 shares of common stock at an exercise price of $3.17 of which 18,750 shares of common stock were exercised on October 3, 2013; and (3) Employee Stock Option (Right to Buy) grant on September 17, 2012 for 12,000 shares of common stock at an exercise price of $3.81. The vesting schedule for all of the above listed Employee Stock Options (Right to Buy) is as follows: 25% one year after date of grant and over 12 calendar quarters thereafter in equal installments.

Issuer

World Energy Solutions, Inc.

CIK 0001371781

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001371781

Filing Metadata

Form type
4
Filed
Jan 6, 7:00 PM ET
Accepted
Jan 7, 5:15 PM ET
Size
7.9 KB