Home/Filings/4/0001209191-14-000311
4//SEC Filing

CHINA MARINE FOOD GROUP LTD 4

Accession 0001209191-14-000311

CIK 0001099977operating

Filed

Jan 1, 7:00 PM ET

Accepted

Jan 2, 6:27 PM ET

Size

18.4 KB

Accession

0001209191-14-000311

Insider Transaction Report

Form 4
Period: 2013-12-27
Transactions
  • Purchase

    Common Stock

    2013-12-31$0.43/sh+4,337$1,8656,817,191 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2013-12-30$0.42/sh+21,498$9,0296,752,654 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2013-12-27$0.39/sh+3,770$1,4706,720,603 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2014-01-02$0.43/sh+21,000$9,0306,843,191 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2013-12-31$0.44/sh+5,000$2,2006,822,191 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2013-12-27$0.40/sh+10,553$4,2216,731,156 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2013-12-31$0.40/sh+60,200$24,0806,812,854 total(indirect: See Footnote)
Footnotes (2)
  • [F1]The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the manager of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock (the "Common Stock") of China Marine Food Group Limited (the "Issuer") purchased by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. or Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership.
  • [F2]Prescott Capital holds indirectly the Common Stock of the Issuer through the account of the Master Fund, of which the Prescott Capital is the Investment Manager. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds, of which Prescott Capital is the Investment Manager. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the shares held indirectly by Prescott Capital because, as the manager of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities.

Issuer

CHINA MARINE FOOD GROUP LTD

CIK 0001099977

Entity typeoperating
IncorporatedNV

Related Parties

1
  • filerCIK 0001099977

Filing Metadata

Form type
4
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 6:27 PM ET
Size
18.4 KB