4//SEC Filing
IntercontinentalExchange Group, Inc. 4
Accession 0001209191-13-052195
$ICECIK 0001571949operating
Filed
Nov 13, 7:00 PM ET
Accepted
Nov 14, 2:17 PM ET
Size
10.4 KB
Accession
0001209191-13-052195
Insider Transaction Report
Form 4
Reid Sir Robert
Director
Transactions
- Award
Common Stock
2013-11-13+7,501→ 7,501 total - Award
Employee Stock Option (right to buy) Holding
2013-11-13+2,063→ 2,063 totalExercise: $8.00Exp: 2015-01-05→ Common Stock (2,063 underlying) - Award
Deferred Compensation
2013-11-13+3,186→ 3,186 total
Footnotes (5)
- [F1]As of the effective time (the "Effective Time") of the transactions contemplated by the Amended and Restated Agreement and Plan of Merger dated as of March 19, 2013, by and among IntercontinentalExchange, Inc. ("ICE"), IntercontinentalExchange Group, Inc. ("ICE Group"), NYSE Euronext, Braves Merger Sub, Inc., and NYSE Euronext Holdings LLC (formerly known as Baseball Merger Sub, LLC) (the "Merger Agreement"), each share of common stock of ICE and each restricted stock unit of ICE held by the reporting person was converted into one share of common stock of ICE Group or one substantially equivalent restricted stock unit of ICE Group, respectively. (This footnote is continued onto footnote 2).
- [F2]The common stock number referred in Table I is an aggregate number and represents 6,210 shares of common stock of ICE Group and 1,291 restricted stock units of ICE Group held by the reporting person immediately following the Effective Time. The restricted stock units vest on the one-year anniversary of the grant date, which is February 28, 2013.
- [F3]As of the Effective Time, each Deferred Compensation Obligation of ICE issued to the reporting person under the ICE 2003 Restricted Stock Deferral Plan for Outside Directors was converted into an award of a substantially equivalent Deferred Compensation Obligation of ICE Group pursuant to the terms of the Merger Agreement.
- [F4]As of the Effective Time, each ICE employee stock option was converted into an ICE Group employee stock option on the same terms and conditions (including vesting schedule and per share exercise price) as applied to such ICE stock option immediately prior to the Effective Time.
- [F5]These options are fully vested.
Documents
Issuer
IntercontinentalExchange Group, Inc.
CIK 0001571949
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001571949
Filing Metadata
- Form type
- 4
- Filed
- Nov 13, 7:00 PM ET
- Accepted
- Nov 14, 2:17 PM ET
- Size
- 10.4 KB