4//SEC Filing
INTERCONTINENTALEXCHANGE INC 4
Accession 0001209191-13-051874
CIK 0001174746operating
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 3:38 PM ET
Size
11.9 KB
Accession
0001209191-13-051874
Insider Transaction Report
Form 4
Reid Sir Robert
Director
Transactions
- Disposition to Issuer
Common Stock
2013-11-13−8,929→ 0 total - Award
Common Stock
2013-11-13+1,758→ 1,758 total - Disposition to Issuer
Common Stock
2013-11-13−1,758→ 0 total - Disposition to Issuer
Employee Stock Option (right to buy)
2013-11-13−2,063→ 0 totalExercise: $8.00Exp: 2015-01-05→ Common Stock (2,063 underlying)
Footnotes (5)
- [F1]As of the effective time (the "Effective Time") of the transactions contemplated by the Amended and Restated Agreement and Plan of Merger dated as of March 19, 2013, by and among IntercontinentalExchange, Inc. ("ICE"), IntercontinentalExchange Group, Inc. ("ICE Group"), NYSE Euronext, Braves Merger Sub, Inc., and NYSE Euronext Holdings LLC (formerly known as Baseball Merger Sub, LLC) (the "Merger Agreement"), each share of common stock of ICE and each deferred compensation obligation and restricted stock unit of ICE held by the reporting person was converted into one share of common stock of ICE Group, one substantially equivalent deferred compensation obligation of ICE Group or one substantially equivalent restricted stock unit of ICE Group, respectively. (This footnote is continued onto footnote 2).
- [F2]The common stock number referred in Table I is an aggregate number and represents 6,210 shares of common stock of ICE, 3,186 deferred compensation obligations of ICE and 1,291 restricted stock units of ICE. The restricted stock units vest on the one-year anniversary of the grant date, which is February 28, 2014.
- [F3]The amount of shares reported has been adjusted to reflect the correct amount of securities beneficially owned by the reporting person. The reporting person previously understated the amount of securities beneficially owned by 1,758 securities due to an inadvertent administrative error. The corrected amount of securities is being reported promptly upon detection.
- [F4]As of the Effective Time, each ICE employee stock option was converted into an ICE Group employee stock option on the same terms and conditions (including vesting schedule and per share exercise price) as applied to such ICE stock option immediately prior to the Effective Time.
- [F5]These options are fully vested.
Documents
Issuer
INTERCONTINENTALEXCHANGE INC
CIK 0001174746
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001174746
Filing Metadata
- Form type
- 4
- Filed
- Nov 12, 7:00 PM ET
- Accepted
- Nov 13, 3:38 PM ET
- Size
- 11.9 KB