4//SEC Filing
Regional Management Corp. 4
Accession 0001209191-13-045998
$RMCIK 0001519401operating
Filed
Sep 26, 8:00 PM ET
Accepted
Sep 27, 7:08 PM ET
Size
11.9 KB
Accession
0001209191-13-045998
Insider Transaction Report
Form 4
FLETCHER FRANK BARRON III
Director10% Owner
Transactions
- Sale
Common Stock, par value $0.10 per share
2013-09-25$26.26/sh−1,454,665$38,203,140→ 652,850 total(indirect: See footnote)
Parallel 2005 Equity Partners, LLC
Director10% Owner
Transactions
- Sale
Common Stock, par value $0.10 per share
2013-09-25$26.26/sh−1,454,665$38,203,140→ 652,850 total(indirect: See footnote)
Parallel 2005 Equity Partners, LP
Director10% Owner
Transactions
- Sale
Common Stock, par value $0.10 per share
2013-09-25$26.26/sh−1,454,665$38,203,140→ 652,850 total(indirect: See footnote)
Parallel 2005 Equity Fund LP
Director10% Owner
Transactions
- Sale
Common Stock, par value $0.10 per share
2013-09-25$26.26/sh−1,454,665$38,203,140→ 652,850 total(indirect: See footnote)
Footnotes (3)
- [F1]This amount represents the $27.50 public offering price per share of the common stock of Regional Management Corp. (the "Issuer") less the underwriting discount of $1.2375 per share.
- [F2]The amount stated includes 4,000 shares subject to options either currently exercisable or exercisable within 60 days of the date hereof, over which Parallel 2005 Equity Fund, LP will not have voting or investment power until the options are exercised. The Issuer granted such options to Jared L. Johnson and Richard T. Dell'Aquila, who are designees of Parallel 2005 Equity Fund, LP serving on the Issuer's board of directors, on March 27, 2012. Pursuant to arrangements between Parallel 2005 Equity Fund, LP, Mr. Johnson, and Mr. Dell'Aquila, Messrs. Johnson and Dell'Aquila are not permitted to retain stock options granted by the Issuer to each of Messrs. Johnson and Dell'Aquila, and each of Messrs. Johnson and Dell'Aquila is required to hold such securities for the benefit of Parallel 2005 Equity Fund, LP.
- [F3]These shares of common stock of Regional Management Corp. (the "Issuer") are held by Parallel 2005 Equity Fund, LP. The general partner of Parallel 2005 Equity Fund, LP is Parallel 2005 Equity Partners, LP. The general partner of Parallel 2005 Equity Partners, LP is Parallel 2005 Equity Partners, LLC. F. Barron Fletcher, III is the managing member of Parallel 2005 Equity Partners, LLC.
Documents
Issuer
Regional Management Corp.
CIK 0001519401
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001519401
Filing Metadata
- Form type
- 4
- Filed
- Sep 26, 8:00 PM ET
- Accepted
- Sep 27, 7:08 PM ET
- Size
- 11.9 KB