4//SEC Filing
Rockville Financial, Inc. /CT/ 4
Accession 0001209191-13-033442
CIK 0001501364operating
Filed
Jun 23, 8:00 PM ET
Accepted
Jun 24, 5:29 PM ET
Size
24.2 KB
Accession
0001209191-13-033442
Insider Transaction Report
Form 4
Lund John T
SVP, CFO, Treasurer
Transactions
- Award
Stock Options
2013-06-21+4,739→ 4,739 totalExercise: $13.25From: 2013-06-21Exp: 2023-06-21→ Common Stock (4,739 underlying) - Award
Common Stock
2013-06-21+1,301→ 27,858 total - Award
Stock Options
2013-06-21+14,217→ 14,217 totalExercise: $13.25From: 2013-06-21Exp: 2023-06-21→ Common Stock (14,217 underlying) - Award
Common Stock
2013-06-21+1,301→ 26,557 total
Holdings
- 6,976
Stock Options
Exercise: $7.42From: 2010-11-15Exp: 2020-11-15→ Common Stock (6,976 underlying) - 9,479
Stock Options
Exercise: $6.09From: 2009-03-16Exp: 2019-03-16→ Common Stock (9,479 underlying) - 15,689
Stock Options
Exercise: $9.50From: 2011-09-02Exp: 2021-09-02→ Common Stock (15,689 underlying) - 54,352
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (54,352 underlying) - 7,825.428(indirect: By Rockville Bank ESOP Plan)
Common Stock
- 19,292
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (19,292 underlying) - 3,586.946(indirect: By 401(k))
Common Stock
- 25,256
Common Stock
Footnotes (14)
- [F1]Includes 200 shares held jointly with wife.
- [F10]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
- [F11]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.
- [F12]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on September 2, 2011 and the subsequent vesting on each annual anniversary of that date.
- [F13]Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter.
- [F14]Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter.
- [F2]Includes 1,484 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,500 shares (x 1.5167 exchange ratio became 2,275 shares) will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 791 shares (226 x 1.5167 exchange ratio became 342 shares in March 2011, plus 449 shares since that time) withheld by the Issuer for tax withholding purposes.
- [F3]Includes 1,811 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,500 shares (x 1.5167 exchange ratio became 2,275 shares) vest in equal 20% increments over a five year period, the first 20% vesting on November 15, 2010 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 307 shares (77 x 1.5167 exchange ratio became 116 shares in March 2011, plus 348 shares since that time) withheld by the Issuer for tax withholding purposes.
- [F4]Includes 2,645 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 3,094 shares vest in equal 20% increments over a five year period, the first 20% vesting on September 2, 2011 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 449 shares withheld by the Issuer for tax withholding purposes.
- [F5]Includes 13,944 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 15,212 shares vest in four equal annual installments of 25%, with the first 25% vesting on June 21, 2012 and the subsequent vesting on each annual anniversary of the grant date thereafter. The reported number of shares is net of 1,268 shares withheld by the Issuer for tax withholding purposes.
- [F6]Includes 5,071 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and cliff vest on the third anniversary of the grant date, if, and only if Rockville Financial, Inc. meets certain performance goals.
- [F7]Shares allocated to the account of Mr. Lund under the Rockville Bank Employee Stock Ownership Plan, of which 4,695.25674 shares are vested.
- [F8]Transaction represents 1,301 Shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and vest in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter.
- [F9]Transaction represents 1,301 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and cliff vest on the third anniversary of the grant date, if, and only if, Rockville Financial, Inc. meeting certain performance goals.
Documents
Issuer
Rockville Financial, Inc. /CT/
CIK 0001501364
Entity typeoperating
Related Parties
1- filerCIK 0001501364
Filing Metadata
- Form type
- 4
- Filed
- Jun 23, 8:00 PM ET
- Accepted
- Jun 24, 5:29 PM ET
- Size
- 24.2 KB