4//SEC Filing
Roadrunner Transportation Systems, Inc. 4
Accession 0001209191-13-024141
CIK 0001440024operating
Filed
May 5, 8:00 PM ET
Accepted
May 6, 4:15 PM ET
Size
8.2 KB
Accession
0001209191-13-024141
Insider Transaction Report
Form 4
RUED SCOTT D
DirectorChairman of the Board10% Owner
Transactions
- Sale
Common Stock
2013-05-02$22.46/sh−1,000,000$22,460,000→ 13,246,625 total(indirect: See Footnote)
Holdings
- 70,000
Common Stock
Footnotes (5)
- [F1]Represents 816,487 shares of common stock sold by Thayer Equity Investors V, L.P. ("Thayer"); 1,711 shares of common stock sold by TC Roadrunner-Dawes Holdings, L.L.C. ("TC Roadrunner"); 1,717 shares of common stock sold by TC Sargent Holdings, L.L.C. ("TC Sargent"); 177,512 shares of common stock sold by HCI Equity Partners III, L.P. (f/k/a Thayer | Hidden Creek Partners II, L.P.) ("Partners III"); and 2,573 shares of common stock sold by HCI Co-Investors III, L.P. (f/k/a THC Co-Investors II, L.P.) ("Co-Investors III").
- [F2]Represents 10,815,705 shares of common stock held by Thayer; 22,658 shares of common stock held by TC Roadrunner; 22,738 shares of common stock held by TC Sargent; 2,351,435 shares held by Partners III; and 34,089 shares held by Co-Investors III.
- [F3]HC Equity Partners V, L.L.C. ("HC Equity") is the general partner of Thayer and HCI Equity Partners, L.L.C. ("HCI Equity Partners") is the managing member of HC Equity. TC Co-Investors V, L.L.C. ("Investors") is the managing member of each of TC Sargent and TC Roadrunner. HCI Equity Management, L.P. ("Management") is the sole manager of Investors, and HCI Equity Partners is the general partner of Management. HCI Management III, L.P. ("HCI Management III") is the general partner of Partners III and Co-Investors III, and HCI Equity Partners is the general partner of HCI Management III. As such, HC Equity, Investors, Management, HCI Management III, and HCI Equity Partners may be deemed to be beneficial owners of the shares reported in Table I. [CONTINUED IN FOOTNOTE 4]
- [F4][CONTINUED FROM FOOTNOTE 3] Each of HC Equity, Investors, Management, HCI Management III, and HCI Equity Partners expressly disclaims beneficial ownership of the shares except to the extent of its pecuniary interest therein. The filing of this form should not be deemed an admission that HC Equity, Investors, Management, HCI Management III, or HCI Equity Partners is, for Section 16 purposes or otherwise, the beneficial owner of such shares.
- [F5]The Reporting Person expressly disclaims beneficial ownership of the shares reported in Table I, except to the extent of his pecuniary interest therein. The filing of this form should not be deemed an admission that the Reporting Person is, for Section 16 purposes or otherwise, the beneficial owner of such shares
Documents
Issuer
Roadrunner Transportation Systems, Inc.
CIK 0001440024
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001440024
Filing Metadata
- Form type
- 4
- Filed
- May 5, 8:00 PM ET
- Accepted
- May 6, 4:15 PM ET
- Size
- 8.2 KB