Home/Filings/5/0001209191-13-006412
5//SEC Filing

Jeamel Joseph F Jr 5

Accession 0001209191-13-006412

CIK 0001501364other

Filed

Feb 4, 7:00 PM ET

Accepted

Feb 5, 4:11 PM ET

Size

18.2 KB

Accession

0001209191-13-006412

Insider Transaction Report

Form 5
Period: 2012-12-31
Transactions
  • Gift

    Common Stock

    2012-12-101,500121,533.106 total
Holdings
  • Stock Options

    Exercise: $9.46From: 2007-08-14Exp: 2015-06-30Common Stock (18,200 underlying)
    18,200
  • Stock Options

    Exercise: $7.42From: 2010-11-15Exp: 2020-11-15Common Stock (6,825 underlying)
    6,825
  • Stock Options

    Exercise: $7.90From: 2008-02-20Exp: 2015-06-30Common Stock (18,200 underlying)
    18,200
  • Stock Options

    Exercise: $6.09From: 2009-03-16Exp: 2015-06-30Common Stock (20,778 underlying)
    20,778
  • Stock Options

    Exercise: $10.99From: 2012-06-21Exp: 2022-06-21Common Stock (2,017 underlying)
    2,017
  • Stock Options

    Exercise: $11.72From: 2008-12-13Exp: 2015-06-30Common Stock (18,200 underlying)
    18,200
  • Stock Options

    Exercise: $10.99From: 2013-06-21Exp: 2022-06-21Common Stock (5,682 underlying)
    5,682
Footnotes (12)
  • [F1]Gifted 500 shares each to his three adult sons for a total of 1,500 shares.
  • [F10]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.
  • [F11]Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter.
  • [F12]Stock Options granted on June 21,2012 pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and shall vest on the first annual anniversary of the grant date.
  • [F2]Includes 10,265 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and shall vest on the first annual anniversary of the grant date.
  • [F3]Includes 32,760 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 27,000 shares (x 1.5167 exchange ratio becomes 40,950 shares) vest in equal 20% increments over a five year period, the first 20% on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number is net of 8,190 shares (5,400 x 1.5167 exchange ratio becomes 8,190 shares) withheld by the Issuer for tax withholding purposes.
  • [F4]Includes 4,170 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 2,750 (2,750 x 1.5167 exchange ratio becomes 4,170 shares) which will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
  • [F5]Total beneficial ownership is 121,533.1064 at 12/31/2012
  • [F6]The expiration date has been amended to no later than five years from Mr. Jeamel's retirement date of June 30, 2010 in accordance with the 2006 Stock Incentive Award Plan.
  • [F7]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on August 14, 2007 and the subsequent vesting on each annual anniversary of that date.
  • [F8]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
  • [F9]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.

Issuer

Rockville Financial, Inc. /CT/

CIK 0001501364

Entity typeother

Related Parties

1
  • filerCIK 0001313293

Filing Metadata

Form type
5
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 4:11 PM ET
Size
18.2 KB