5//SEC Filing
Lund John T 5
Accession 0001209191-13-005641
CIK 0001501364other
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 4:30 PM ET
Size
18.4 KB
Accession
0001209191-13-005641
Insider Transaction Report
Form 5
Lund John T
SVP, CFO, Treasurer
Transactions
- Award
Common Stock
2012-12-31+1,672.801→ 7,825.428 total(indirect: By Rockville Bank ESOP Plan)
Holdings
- 25,413
Common Stock
- 6,976
Stock Options
Exercise: $7.42From: 2010-11-15Exp: 2020-11-15→ Common Stock (6,976 underlying) - 9,479
Stock Options
Exercise: $6.09From: 2009-03-16Exp: 2019-03-16→ Common Stock (9,479 underlying) - 19,292
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (19,292 underlying) - 3,586.946(indirect: By 401(k))
Common Stock
- 15,689
Stock Options
Exercise: $9.50From: 2011-09-02Exp: 2021-09-02→ Common Stock (15,689 underlying) - 54,352
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (54,352 underlying)
Footnotes (14)
- [F1]Includes 200 shares held jointly with wife.
- [F10]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
- [F11]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.
- [F12]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on September 2, 2011 and the subsequent vesting on each annual anniversary of that date.
- [F13]Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, the first 20% becoming exercisable on June 21, 2012 and the subsequent vesting on each annual anniversary of the grant date thereafter.
- [F14]Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in four equal annual installments of 25%, the first 25% becoming exercisable on June 21, 2012 and the subsequent vesting on each annual anniversary of the grant date thereafter.
- [F2]Includes 1,641 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,500 shares (x 1.5167 exchange ratio became 2,275 shares) will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 634 shares (226 x 1.5167 exchange ratio became 342 shares in March 2011, plus 292 shares since that time) withheld by the Issuer for tax withholding purposes.
- [F3]Includes 1,811 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,500 shares (x 1.5167 exchange ratio became 2,275 shares) vest in equal 20% increments over a five year period, the first 20% vesting on November 15, 2010 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 464 shares (77 x 1.5167 exchange ratio became 116 shares in March 2011, plus 348 shares since that time) withheld by the Issuer for tax withholding purposes.
- [F4]Includes 2,645 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 3,094 shares vest in equal 20% increments over a five year period, the first 20% vesting on September 2, 2011 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 449 shares withheld by the Issuer for tax withholding purposes.
- [F5]Includes 13,944 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 15,212 shares vest in four equal annual installments of 25%, with the first 25% vesting on June 21, 2012 and the subsequent vesting on each annual anniversary of the grant date thereafter. The reported number of shares is net of 1,268 shares withheld by the Issuer for tax withholding purposes.
- [F6]Includes 5,071 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and cliff vest on the third anniversary of the grant date, if, and only if Rockville Financial, Inc. meets certain performance goals.
- [F7]Additional non-reportable shares acquired in the Rockville Bank 401(k) Plan during 2012 for Mr. Lund, not previously reported are comprised of 1,428.9015 shares purchased since the Company's March 3, 2011 stock conversion.
- [F8]Shares allocated to the account of Mr. Lund under the Rockville Bank Employee Stock Ownership Plan, of which 4,695.25674 shares are vested as of December 31, 2012.
- [F9]Total beneficial ownership is 36,825.3739 at 12/31/2012.
Documents
Issuer
Rockville Financial, Inc. /CT/
CIK 0001501364
Entity typeother
Related Parties
1- filerCIK 0001452142
Filing Metadata
- Form type
- 5
- Filed
- Jan 31, 7:00 PM ET
- Accepted
- Feb 1, 4:30 PM ET
- Size
- 18.4 KB