4//SEC Filing
Neumaier Kevin S 4
Accession 0001209191-12-059591
CIK 0000809933other
Filed
Dec 27, 7:00 PM ET
Accepted
Dec 28, 12:20 PM ET
Size
15.1 KB
Accession
0001209191-12-059591
Insider Transaction Report
Form 4
Neumaier Kevin S
President
Transactions
- Purchase
Class A Common Stock
2012-12-27$11.74/sh+500$5,870→ 2,500 total - Purchase
Class A Common Stock
2012-12-27$11.85/sh+500$5,923→ 3,000 total
Holdings
- 2,313
Class A Common Stock
- 588(indirect: By Spouse)
Class A Common Stock
- 3,400(indirect: By Children)
Class A Common Stock
- 1,120(indirect: By 401(k))
Class A Common Stock
- 2(indirect: By Partnership)
Class A Common Stock
- 1,088
Class A Common Stock
- 504(indirect: By Spouse)
Class A Common Stock
- 114,878
Class B Common Stock
- 316(indirect: By Spouse)
Class A Common Stock
- 1,423(indirect: By Spouse)
Class A Common Stock
Footnotes (9)
- [F1]Class B Common Stock is convertible one-for-one into Class A Common Stock
- [F2]Certain of the reporting person's shares of Class B Common Stock are subject to an Agreement dated May 12, 1970 among Messrs. Gerhard J. Neumaier, Frank B. Silvestro, Gerald A. Strobel and Ronald L. Frank, whereby none of the shares subject to the Agreement may be sold without the seller first granting the others a right of first refusal. In addition, certain of the shares of Class B Common Stock owned by cerain members of the families of the four signatories to that agreement and a former spouse are subject to this right of first refusal. This is not an admission that the reporting person is the beneficial owner of the shares held in the name of others.
- [F3]Previously filed Form 4s by the Reporting Person in 2008 and 2009 incorrectly indicated the number of shares owned by the Reportying Person's wife.
- [F4]Total number of shares owned by the general partnership
- [F5]The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F6]Award of Class A Common Stock pursuant to the 2003 Ecology and Environment Inc. Stock Award Plan.
- [F7]The reporting person disclaims beneficial ownership of these securities owned by his wife
- [F8]Award of Class A Common Stock pursuant to the 2007 Ecology and Environment Inc. Stock Award Plan.
- [F9]The Reporting Person disclaims beneficial ownership of the shares that he holds as custodian for the benefit of his minor children.
Documents
Issuer
ECOLOGY & ENVIRONMENT INC
CIK 0000809933
Entity typeother
Related Parties
1- filerCIK 0001441450
Filing Metadata
- Form type
- 4
- Filed
- Dec 27, 7:00 PM ET
- Accepted
- Dec 28, 12:20 PM ET
- Size
- 15.1 KB