4//SEC Filing
LIVENGOOD THOMAS C 4
Accession 0001209191-12-058331
CIK 0001126294other
Filed
Dec 17, 7:00 PM ET
Accepted
Dec 18, 4:57 PM ET
Size
23.8 KB
Accession
0001209191-12-058331
Insider Transaction Report
Form 4
LIVENGOOD THOMAS C
Sr Vice Pres & Controller
Transactions
- Disposition to Issuer
Stock Options
2012-12-14−9,106→ 0 totalExercise: $16.26Exp: 2017-02-19→ Common Stock (9,106 underlying) - Disposition to Issuer
Stock Options
2012-12-14−6,588→ 0 totalExercise: $23.38Exp: 2018-02-18→ Common Stock (6,588 underlying) - Disposition to Issuer
Stock Options
2012-12-14−34,920→ 0 totalExercise: $4.28Exp: 2016-03-02→ Common Stock (34,920 underlying) - Disposition to Issuer
Stock Options
2012-12-14−46,617→ 0 totalExercise: $3.81Exp: 2021-02-22→ Common Stock (46,617 underlying) - Disposition to Issuer
Stock Options
2012-12-14−76,699→ 0 totalExercise: $2.44Exp: 2022-02-26→ Common Stock (76,699 underlying) - Tax Payment
Common Stock
2012-12-14$2.87/sh−9,903$28,422→ 199,049 total - Disposition to Issuer
Common Stock
2012-12-14−199,049→ 0 total - Disposition to Issuer
Stock Options
2012-12-14−33,500→ 0 totalExercise: $3.50Exp: 2013-03-10→ Common Stock (33,500 underlying) - Disposition to Issuer
Stock Options
2012-12-14−108,800→ 0 totalExercise: $8.13Exp: 2014-02-12→ Common Stock (108,800 underlying)
Footnotes (9)
- [F1]The reporting person disposed of these shares to satisfy tax withholding obligations related to the vesting of restricted stock units.
- [F2]The reporting person disposed of these shares in connection with the merger (the "Merger") involving GenOn Energy, Inc. and NRG Energy, Inc.("NRG") in exchange for shares of NRG common stock, based on the exchange ratio of 0.1216 and having a market value of $23.00 per share on the effective date of the Merger, plus cash consideration for fractional shares.
- [F3]Upon completion of the Merger involving GenOn Energy, Inc. and NRG Energy, Inc., this fully-vested option was converted into an option to purchase 4,073 shares of NRG Energy, Inc. common stock at $28.83 per share.
- [F4]Upon completion of the Merger involving GenOn Energy, Inc. and NRG Energy, Inc., this fully-vested option was converted into an option to purchase 13,230 shares of NRG Energy, Inc. common stock at $66.90 per share.
- [F5]Upon completion of the Merger involving GenOn Energy, Inc. and NRG Energy, Inc., this fully-vested option was converted into an option to purchase 1,107 shares of NRG Energy, Inc. common stock at $133.72 per share.
- [F6]Upon completion of the Merger involving GenOn Energy, Inc. and NRG Energy, Inc., this fully-vested option was converted into an option to purchase 801 shares of NRG Energy, Inc. common stock at $192.23 per share.
- [F7]Upon completion of the Merger involving GenOn Energy, Inc. and NRG Energy, Inc., this fully-vested option was converted into an option to purchase 4,246 shares of NRG Energy, Inc. common stock at $35.20 per share.
- [F8]Upon completion of the Merger involving GenOn Energy, Inc. and NRG Energy, Inc., this fully-vested option was converted into an option to purchase 5,668 shares of NRG Energy, Inc. common stock at $31.34 per share.
- [F9]Upon completion of the Merger involving GenOn Energy, Inc. and NRG Energy, Inc., this option, which vests in three equal annual installments beginning February 27, 2013, was converted into an option to purchase 9,326 shares of NRG Energy, Inc. common stock at $20.07 per share.
Documents
Issuer
GenOn Energy, Inc.
CIK 0001126294
Entity typeother
Related Parties
1- filerCIK 0001047738
Filing Metadata
- Form type
- 4
- Filed
- Dec 17, 7:00 PM ET
- Accepted
- Dec 18, 4:57 PM ET
- Size
- 23.8 KB