4//SEC Filing
OKI KEI 4
Accession 0001209191-12-039107
CIK 0001157780other
Filed
Jul 24, 8:00 PM ET
Accepted
Jul 25, 9:12 PM ET
Size
16.2 KB
Accession
0001209191-12-039107
Insider Transaction Report
Form 4
OPNEXT INCOPXT
OKI KEI
EVP Opnext & Pres Opnext Japan
Transactions
- Disposition to Issuer
Employee Stock Option (right to buy)
2012-07-23−45,000→ 0 totalExercise: $11.34Exp: 2017-08-15→ Common Stock (45,000 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2012-07-23−100,000→ 0 totalExercise: $2.23Exp: 2016-08-19→ Common Stock (100,000 underlying) - Disposition to Issuer
Stock Appreciation Right
2012-07-23−16,666→ 0 totalExercise: $15.00Exp: 2015-01-27→ Common Stock (16,666 underlying) - Disposition to Issuer
Common Stock
2012-07-23−80,834→ 0 total - Disposition to Issuer
Employee Stock Option (right to buy)
2012-07-23−90,000→ 0 totalExercise: $4.92Exp: 2013-07-11→ Common Stock (90,000 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2012-07-23−50,000→ 0 totalExercise: $2.86Exp: 2018-05-23→ Common Stock (50,000 underlying)
Footnotes (6)
- [F1]Disposed of pursuant to the merger agreement between issuer and Oclaro Inc. (Oclaro) in exchange for 33,950 shares of Oclaro common stock having a market value of $2.31 per share on the effective date of the merger. In the merger agreement, each share of issuer common stock outstanding immediately prior to the effective time of the merger was converted into the right to receive 0.42 of a share of Oclaro common stock.
- [F2]This option, which provided for vesting in four equal annual installments beginning August 15, 2008, was assumed by Oclaro, Inc. in the merger and replaced with an option to purchase 18,900 shares of Oclaro common stock for $27.00 per share.
- [F3]This option, which provided for vesting in three equal annual installments beginning July 11, 2009, was assumed by Oclaro, Inc. in the merger and replaced with an option to purchase 37,800 shares of Oclaro common stock for $11.72 per share.
- [F4]This option, which provided for vesting in four equal annual installments beginning August 19, 2010, was assumed by Oclaro, Inc. in the merger and replaced with an option to purchase 42,000 shares of Oclaro common stock for $5.31 per share.
- [F5]This option, which provided for vesting in four equal annual installments beginning May 23, 2012, was assumed by Oclaro, Inc. in the merger and replaced with an option to purchase 21,000 shares of Oclaro common stock for $6.81 per share.
- [F6]This stock appreciation right, which provided for vesting in four equal annual installments beginning January 27, 2006, was assumed by Oclaro, Inc. in the merger and replaced with a stock appreciation right to purchase 6,999 shares of Oclaro common stock for $35.72 per share.
Documents
Issuer
OPNEXT INC
CIK 0001157780
Entity typeother
Related Parties
1- filerCIK 0001389960
Filing Metadata
- Form type
- 4
- Filed
- Jul 24, 8:00 PM ET
- Accepted
- Jul 25, 9:12 PM ET
- Size
- 16.2 KB