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5//SEC Filing

Wyman Kevin 5

Accession 0001209191-12-004604

CIK 0000003952other
View on SEC.govCompany Profile

Filed

Jan 19, 7:00 PM ET

Accepted

Jan 20, 2:37 PM ET

Size

29.9 KB

Accession

0001209191-12-004604

Insider Transaction Report

Form 5
Period: 2011-12-31
ALLIED DEFENSE GROUP INCADGI
Golden Howard
10% Owner
Transactions
  • Purchase

    Common Stock

    2011-06-13$3.45/sh+16$55→ 33,236 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2011-06-08$3.45/sh+20$69→ 15,020 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2011-06-13$3.45/sh+14$48→ 25,182 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2011-06-13$3.45/sh+8$28→ 15,028 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2011-06-08$3.45/sh+1,054$3,636→ 761,798 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2011-06-08$3.45/sh+34$117→ 25,168 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2011-06-08$3.45/sh+38$131→ 33,220 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2011-06-13$3.45/sh+2$7→ 2,883 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2011-06-08$3.45/sh+4$14→ 2,881 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2011-06-13$3.45/sh+442$1,525→ 762,240 total(indirect: See Footnote)
Southpaw Asset Management LP
10% Owner
Transactions
  • Purchase

    Common Stock

    2011-06-08$3.45/sh+1,054$3,636→ 761,798 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2011-06-13$3.45/sh+8$28→ 15,028 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2011-06-13$3.45/sh+14$48→ 25,182 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2011-06-13$3.45/sh+16$55→ 33,236 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2011-06-08$3.45/sh+4$14→ 2,881 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2011-06-08$3.45/sh+34$117→ 25,168 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2011-06-08$3.45/sh+20$69→ 15,020 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2011-06-08$3.45/sh+38$131→ 33,220 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2011-06-13$3.45/sh+442$1,525→ 762,240 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2011-06-13$3.45/sh+2$7→ 2,883 total(indirect: See Footnote)
Southpaw Holdings LLC
10% Owner
Transactions
  • Purchase

    Common Stock

    2011-06-08$3.45/sh+34$117→ 25,168 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2011-06-08$3.45/sh+20$69→ 15,020 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2011-06-08$3.45/sh+1,054$3,636→ 761,798 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2011-06-08$3.45/sh+4$14→ 2,881 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2011-06-08$3.45/sh+38$131→ 33,220 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2011-06-13$3.45/sh+2$7→ 2,883 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2011-06-13$3.45/sh+14$48→ 25,182 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2011-06-13$3.45/sh+16$55→ 33,236 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2011-06-13$3.45/sh+442$1,525→ 762,240 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2011-06-13$3.45/sh+8$28→ 15,028 total(indirect: See Footnote)
Wyman Kevin
10% Owner
Transactions
  • Purchase

    Common Stock

    2011-06-13$3.45/sh+16$55→ 33,236 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2011-06-13$3.45/sh+8$28→ 15,028 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2011-06-08$3.45/sh+38$131→ 33,220 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2011-06-13$3.45/sh+14$48→ 25,182 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2011-06-08$3.45/sh+1,054$3,636→ 761,798 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2011-06-08$3.45/sh+34$117→ 25,168 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2011-06-13$3.45/sh+2$7→ 2,883 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2011-06-08$3.45/sh+4$14→ 2,881 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2011-06-08$3.45/sh+20$69→ 15,020 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2011-06-13$3.45/sh+442$1,525→ 762,240 total(indirect: See Footnote)
Footnotes (7)
  • [F1]The filing of this Form 5 shall not be construed as an admission that (i) Southpaw Asset Management LP ("Southpaw Management"), (ii) Southpaw Holdings LLC ("Southpaw Holdings"), (iii) Kevin Wyman, or (iv) Howard Golden is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, the beneficial owner of any of shares of common stock ("Common Stock") of The Allied Defense Group, Inc., a Delaware corporation (the "Issuer"), held by Southpaw Credit Opportunity Master Fund LP (the "Credit Fund"), Southpaw Equity Opportunity Master Fund LP (the "Equity Fund" and, together with the Credit Fund, the "Funds") and certain managed accounts (the "Managed Accounts").
  • [F2]Pursuant to Rule 16a-1, Southpaw Management, Southpaw Holdings, Mr. Wyman and Mr. Golden disclaim beneficial ownership beyond their pecuniary interest.
  • [F3]The Credit Fund holds these shares of Common Stock for its own account. Southpaw Management serves as the investment manager of the Credit Fund. Southpaw Management or its affiliate receives a performance-based and an asset-based fee for managing the investments of the Credit Fund. Southpaw Holdings reports the shares of Common Stock held indirectly by Southpaw Management, because, as the general partner of Southpaw Management at the time of purchase, it controlled the disposition and voting of the securities. Messrs. Wyman and Golden report the shares of Common Stock held indirectly by Southpaw Management because, as the managing members of Southpaw Holdings at the time of purchase, they controlled the disposition and voting of the securities.
  • [F4]The Equity Fund holds these shares of Common Stock for its own account. Southpaw Management serves as the investment manager of the Equity Fund. Southpaw Management or its affiliate receives a performance-based and an asset-based fee for managing the investments of the Equity Fund. Southpaw Holdings reports the shares of Common Stock held indirectly by Southpaw Management, because, as the general partner of Southpaw Management at the time of purchase, it controlled the disposition and voting of the securities. Messrs. Wyman and Golden report the shares of Common Stock held indirectly by Southpaw Management because, as the managing members of Southpaw Holdings at the time of purchase, they controlled the disposition and voting of the securities.
  • [F5]Southpaw Management holds these shares of Common Stock indirectly through the account of one of its Managed Accounts ("Managed Account A"), of which Southpaw Management serves as the investment manager. Southpaw Management or its affiliate receives a performance-based and an asset-based fee for managing the investments of the Managed Accounts. Southpaw Holdings reports the shares of Common Stock held indirectly by Southpaw Management, because, as the general partner of Southpaw Management at the time of purchase, it controlled the disposition and voting of the securities. Messrs. Wyman and Golden report the shares of Common Stock held indirectly by Southpaw Management because, as the managing members of Southpaw Holdings at the time of purchase, they controlled the disposition and voting of the securities.
  • [F6]Southpaw Management holds these shares of Common Stock indirectly through the account of one of its Managed Accounts ("Managed Account B"), of which Southpaw Management serves as the investment manager. Southpaw Management or its affiliate receives a performance-based and an asset-based fee for managing the investments of the Managed Accounts. Southpaw Holdings reports the shares of Common Stock held indirectly by Southpaw Management, because, as the general partner of Southpaw Management at the time of purchase, it controlled the disposition and voting of the securities. Messrs. Wyman and Golden report the shares of Common Stock held indirectly by Southpaw Management because, as the managing members of Southpaw Holdings at the time of purchase, they controlled the disposition and voting of the securities.
  • [F7]Southpaw Management holds these shares of Common Stock indirectly through the account of one of its Managed Accounts ("Managed Account C"), of which Southpaw Management serves as the investment manager. Southpaw Management or its affiliate receives a performance-based and an asset-based fee for managing the investments of the Managed Accounts. Southpaw Holdings reports the shares of Common Stock held indirectly by Southpaw Management, because, as the general partner of Southpaw Management at the time of purchase, it controlled the disposition and voting of the securities. Messrs. Wyman and Golden report the shares of Common Stock held indirectly by Southpaw Management because, as the managing members of Southpaw Holdings at the time of purchase, they controlled the disposition and voting of the securities.

Documents

1 file

Issuer

ALLIED DEFENSE GROUP INC

CIK 0000003952

→
Entity typeother

Related Parties

1
  • filerCIK 0001385599

Filing Metadata

Form type
5
Filed
Jan 19, 7:00 PM ET
Accepted
Jan 20, 2:37 PM ET
Size
29.9 KB
View on SEC.gov