4//SEC Filing
Fleck Joyce A 4
Accession 0001209191-11-054819
CIK 0000911650other
Filed
Nov 6, 7:00 PM ET
Accepted
Nov 7, 7:04 PM ET
Size
19.8 KB
Accession
0001209191-11-054819
Insider Transaction Report
Form 4
Fleck Joyce A
President Navarre Distribution
Transactions
- Award
Restricted Stock Unit
2011-11-03+25,000→ 25,000 totalExercise: $0.00Exp: 2015-11-03→ Common Stock (25,000 underlying) - Award
Stock Option (right to buy)
2011-11-03+75,000→ 75,000 totalExercise: $1.58From: 2012-11-03Exp: 2021-11-02→ Common Stock (75,000 underlying) - Exercise/Conversion
Common Stock
2011-11-03+3,750→ 15,219 total - Tax Payment
Common Stock
2011-11-04$1.58/sh−2,181$3,446→ 18,478 total - Tax Payment
Common Stock
2011-11-03$1.58/sh−1,227$1,939→ 13,992 total - Exercise/Conversion
Common Stock
2011-11-04+6,667→ 20,659 total - Exercise/Conversion
Restricted Stock Unit
2011-11-04−6,667→ 13,333 totalExercise: $0.00Exp: 2013-11-04→ Common Stock (6,667 underlying) - Exercise/Conversion
Restricted Stock Unit
2011-11-03−3,750→ 3,750 totalExercise: $0.00Exp: 2012-11-03→ Common Stock (3,750 underlying)
Holdings
- 10,000(indirect: By Spouse)
Common Stock
Footnotes (5)
- [F1]Surrender to the Company of shares to cover the minimum statutory tax withholding obligations occasioned by the vesting of Restricted Stock Units.
- [F2]Vesting of Restricted Stock Units granted pursuant to the terms of the Company's Amended and Restated 2004 Stock Plan on November 4, 2010.
- [F3]Vesting of Restricted Stock Units granted pursuant to the terms of the Company's Amended and Restated 2004 Stock Plan on November 3, 2009.
- [F4]Restricted Stock Units granted pursuant to the terms of the Company's Amended and Restated 2004 Stock Plan and vesting in three equal annual installments beginning one year from the date of grant, conditioned upon employment with the Company. Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock once vested.
- [F5]Employee Nonqualified Stock Option granted pursuant to the Company's Amended and Restated 2004 Stock Plan and representing a right to buy the designated number of shares of Company common stock exercisable in three equal annual installments beginning on the date indicated.
Documents
Issuer
NAVARRE CORP /MN/
CIK 0000911650
Entity typeother
Related Parties
1- filerCIK 0001460229
Filing Metadata
- Form type
- 4
- Filed
- Nov 6, 7:00 PM ET
- Accepted
- Nov 7, 7:04 PM ET
- Size
- 19.8 KB