PENSON WORLDWIDE INC 4
4 · PENSON WORLDWIDE INC · Filed Apr 29, 2011
Insider Transaction Report
Form 4
JOHNSON THOMAS RICHARD
Director
Transactions
- Award
Common Stock
2011-04-28+11,291→ 44,132 total
Holdings
- 500,922(indirect: By Call Now, Inc.)
Common Stock
Footnotes (3)
- [F1]Includes 5,095 Restricted Stock Units that vest evenly over 4 quarters from June 30, 2011.
- [F2]Includes 11,291 Restricted Stock Units that vest evenly over 8 quarters from June 30, 2011.
- [F3]Mr. Johnson disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Johnson is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.