4//SEC Filing
Pinkes Andrew J 4
Accession 0001209191-11-013387
CIK 0000874766other
Filed
Feb 27, 7:00 PM ET
Accepted
Feb 28, 6:52 PM ET
Size
32.2 KB
Accession
0001209191-11-013387
Insider Transaction Report
Form 4
Pinkes Andrew J
Executive Vice President
Transactions
- Exercise/Conversion
Performance Shares
2011-02-24−865.49→ 0 totalExercise: $28.71→ Common Stock (865.49 underlying) - Exercise/Conversion
Common Stock
2011-02-24$28.71/sh+865.49$24,848→ 2,912.492 total - Tax Payment
Common Stock
2011-02-24$28.71/sh−317$9,101→ 2,595.492 total - Award
Performance Shares
2011-02-24+865.49→ 865.49 totalExercise: $28.71→ Common Stock (865.49 underlying)
Holdings
- 706
Stock Option
Exercise: $37.37Exp: 2013-02-22→ Common Stock (706 underlying) - 2,938
Stock Option
Exercise: $83.00Exp: 2016-02-15→ Common Stock (2,938 underlying) - 3,650
Stock Option
Exercise: $93.69Exp: 2017-02-27→ Common Stock (3,650 underlying) - 17,214
Restricted Stock Units
- 1,594
Stock Option
Exercise: $65.99Exp: 2014-02-20→ Common Stock (1,594 underlying) - 4,832
Stock Option
Exercise: $74.88Exp: 2018-02-26→ Common Stock (4,832 underlying) - 18,104
Stock Option
Exercise: $7.04Exp: 2019-02-25→ Common Stock (18,104 underlying) - 10,653.314
Restricted Units
Exp: 2012-02-25→ Common Stock (10,653.314 underlying) - 6,867.949
Restricted Units
Exp: 2012-11-05→ Common Stock (6,867.949 underlying) - 15,413.709
Restricted Units
Exp: 2013-02-25→ Common Stock (15,413.709 underlying) - 992.48
Deferred Units
Exp: 2011-11-05→ Common Stock (992.48 underlying) - 1,470.286
Deferred Units
Exp: 2012-02-25→ Common Stock (1,470.286 underlying) - 822.602
Deferred Units
Exp: 2013-05-03→ Common Stock (822.602 underlying)
Footnotes (14)
- [F1]On February 24, 2011, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2008 through December 31, 2010 performance period. The performance shares were paid in shares of the Company's common stock.
- [F10]Each restricted unit will be settled in cash as soon as practicable and in any event within 90 days, after November 05, 2012 (the "Valuation Date"). The cash settlement payable per unit shall be equal the closing stock price per share of the company's common stock on the Valuation Date as reported on the New York Stock Exchange.
- [F11]One-third of the restricted unit award will be settled in cash on the first, second and third anniversaries of the grant date (February 25, 2010) based on the closing stock price on the New York Stock Exchange on the applicable anniversary date. Each tranche of the award is subject to a one year holding period from the date of settlement.
- [F12]Each deferred unit will be settled in cash as soon as practicable, and in any event within 90 days, after the second anniversary of the grant date (November 5, 2009) for an amount equal to the company's closing stock price on the New York Stock Exchange on the settlement date. Deferred units are fully vested when credited.
- [F13]Each deferred unit will be settled in cash as soon as practicable, and in any event within 90 days, after the second anniversary of the grant date (February 25, 2010) for an amount equal to the company's closing stock price on the New York Stock Exchange on the settlement date. Deferred units are fully vested when credited.
- [F14]One-third of the deferred unit award will be settled in cash as soon as practicable, and in any event within 90 days, after the first, second and third anniversaries of the grant date {May 3, 2010) based on the company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.
- [F2]Transaction involving the disposition to the Company of equity securities to cover tax withholding obligations in accordance with the Company's administrative rules.
- [F3]All options became exercisable as of February 20, 2006, the third anniversary of the grant date.
- [F4]All options became exercisable as of February 18, 2007, the third anniversary of the grant date.
- [F5]All options became exercisable as of February 15, 2009, the third anniversary of the grant date.
- [F6]All options became exercisable as of February 27, 2010, the third anniversary of the grant date.
- [F7]All options became exercisable on February 26, 2011, the third anniversary of the grant date.
- [F8]One third of the option became exercisable on February 25, 2010, an additional one third, became exercisable on February 25, 2011, and the remaining one-third will become exercisable on February 25, 2012, the third anniversary of the grant date.
- [F9]Each restricted unit will vest on the expiration date and be settled in cash immediately following the expiration date for an amount equal to the closing price per share of the company's common stock on the expiration date as reported on the New York Stock Exchange.
Documents
Issuer
HARTFORD FINANCIAL SERVICES GROUP INC/DE
CIK 0000874766
Entity typeother
Related Parties
1- filerCIK 0001502912
Filing Metadata
- Form type
- 4
- Filed
- Feb 27, 7:00 PM ET
- Accepted
- Feb 28, 6:52 PM ET
- Size
- 32.2 KB