NEUMAIER GERHARD J 4
4 · ECOLOGY & ENVIRONMENT INC · Filed Feb 14, 2011
Insider Transaction Report
Form 4
NEUMAIER GERHARD J
Director
Transactions
- Purchase
Class B Common Stock
2011-02-11$14.77/sh+1,585$23,410→ 375,518 total
Holdings
- 20,361(indirect: By IRA)
Class A Common Stock
- 2(indirect: By Partnership)
Class A Common Stock
- 16,885
Class A Common Stock
Footnotes (5)
- [F1]Class B Common Stock is convertible one-for-one into Class A Common Stock
- [F2]Reporting Person exchanged 5945 shares of his Class A Common Stock for equal number of shares of Class B Common Stock with an existing holder of Class B Common Stock
- [F3]Reporting Person's previously filed Form 4 for April 27, 2009 incorrectly stated the total number of Class B share of Common Stock by understating the total by 2,000 of such shares.
- [F4]Reporting person is a party to an Agreement dated May 12, 1970 among Messrs. Gerhard J. Neumaier, Frank B. Silvestro, Gerald A. Strobel and Ronald L. Frank, whereby none of the shares subject to the Agreement may be sold without the seller first granting the others a right of first refusal. In addition, certain of the shares of Class B Common Stock owned by certain members of their families and a former spouse are subject to this right of first refusal. This is not an admission that the reporting person is the beneficial owner of the shares held in the name of others.
- [F5]The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.