3//SEC Filing
VENTURE LENDING & LEASING IV INC 3
Accession 0001209191-10-051748
CIK 0001271808operating
Filed
Oct 25, 8:00 PM ET
Accepted
Oct 26, 8:21 PM ET
Size
5.4 KB
Accession
0001209191-10-051748
Insider Transaction Report
Form 3
Westech Investment Management, Inc.
10% Owner
Holdings
- 280(indirect: By LLC)
Common Stock
Footnotes (2)
- [F1]All of the reported securities are owned by Venture Lending & Leasing IV, LLC (the "Company"). The Company is the sole shareholder of the issuer. The reporting person is a member of Westech Investment Advisors LLC ("Westech Advisors"), which holds a 0.28% membership interest in the Company. As a result of the reporting person's relationship to Westech Advisors, the reporting person may be deemed to beneficially own the securities. Except to the extent of the reporting person's pecuniary interest in Westech Advisors, the reporting person disclaims beneficial ownership of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose.
- [F2]Westech Advisors is also the managing member of the Company. By virtue of the reporting person's relationship to Westech Advisors, the reporting person may also be deemed to be the beneficial owner of all of the shares of the issuer owned by the Company for purposes of Section 13 of the Exchange Act.
Documents
Issuer
VENTURE LENDING & LEASING IV INC
CIK 0001271808
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0001271808
Filing Metadata
- Form type
- 3
- Filed
- Oct 25, 8:00 PM ET
- Accepted
- Oct 26, 8:21 PM ET
- Size
- 5.4 KB