VENTURE LENDING & LEASING IV INC 3
3 · VENTURE LENDING & LEASING IV INC · Filed Oct 26, 2010
Insider Transaction Report
Form 3
Westech Investment Management, Inc.
10% Owner
Holdings
- 280(indirect: By LLC)
Common Stock
Footnotes (2)
- [F1]All of the reported securities are owned by Venture Lending & Leasing IV, LLC (the "Company"). The Company is the sole shareholder of the issuer. The reporting person is a member of Westech Investment Advisors LLC ("Westech Advisors"), which holds a 0.28% membership interest in the Company. As a result of the reporting person's relationship to Westech Advisors, the reporting person may be deemed to beneficially own the securities. Except to the extent of the reporting person's pecuniary interest in Westech Advisors, the reporting person disclaims beneficial ownership of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose.
- [F2]Westech Advisors is also the managing member of the Company. By virtue of the reporting person's relationship to Westech Advisors, the reporting person may also be deemed to be the beneficial owner of all of the shares of the issuer owned by the Company for purposes of Section 13 of the Exchange Act.