Home/Filings/4/0001209191-10-043823
4//SEC Filing

RUBIOS RESTAURANTS INC 4

Accession 0001209191-10-043823

CIK 0001082423operating

Filed

Aug 23, 8:00 PM ET

Accepted

Aug 24, 5:45 PM ET

Size

12.5 KB

Accession

0001209191-10-043823

Insider Transaction Report

Form 4
Period: 2010-08-24
PITTARD DANIEL E
President and CEO
Transactions
  • Other

    Common Stock

    2010-08-24$8.70/sh15,840$137,8080 total
  • Other

    Stock Option (Right to Buy)

    2010-08-24$8.70/sh300,000$2,610,0000 total
    Exercise: $8.20Exp: 2016-08-21Common (300,000 underlying)
  • Disposition to Issuer

    Common Stock

    2010-08-24$8.70/sh13,000$113,1000 total
  • Other

    Stock Option (Right to Buy)

    2010-08-24$8.70/sh48,000$417,6000 total
    Exercise: $4.09Exp: 2018-12-11Common (48,000 underlying)
Footnotes (4)
  • [F1]Disposed of pursuant to merger agreement ("Merger Agreement") by and among Issuer, MRRC Hold Co. and MRRC Merger Co. in exchange for $8.70 per share in cash.
  • [F2]The Restricted Stock Units ("RSU") are unvested and represents a contingent right to receive one share of common stock per each RSU. Each RSU that is unvested at the effective time of the merger contemplated by the Merger Agreement shall be converted automatically into a right to receive a payment equal to $8.70 for each RSU, payable in accordance with the applicable vesting schedule set forth in the award for such RSU.
  • [F3]The shares underlying this option are fully vested. The option has been cancelled in the merger in exchange for a cash payment representing the difference between the exercise price of the option and the merger price of the Issuer's common stock ($8.70 per share).
  • [F4]The shares underlying this option are unvested. Each option that is unvested at the effective time of the merger contemplated by the Merger Agreement shall be converted automatically into a right to receive a payment representing the difference between the exercise price of the option and the merger price of the Issuer's common stock ($8.70 per share), payable in accordance with the applicable vesting schedule set forth in the award for such option.

Issuer

RUBIOS RESTAURANTS INC

CIK 0001082423

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001082423

Filing Metadata

Form type
4
Filed
Aug 23, 8:00 PM ET
Accepted
Aug 24, 5:45 PM ET
Size
12.5 KB