4//SEC Filing
Rothschild Peter 4
Accession 0001209191-10-034963
CIK 0001313918other
Filed
Jun 17, 8:00 PM ET
Accepted
Jun 18, 4:45 PM ET
Size
10.5 KB
Accession
0001209191-10-034963
Insider Transaction Report
Form 4
Rothschild Peter
Director
Transactions
- Award
Performance Shares
2010-06-16+11,111→ 11,111 totalFrom: 2013-06-16Exp: 2013-06-16→ Common Stock (11,111 underlying)
Footnotes (4)
- [F1]Performance Shares are awards that are issued pursuant to the Company's First Amended and Restated Stock Incentive Plan, as amended, and that are stated with reference to a specified number of shares of the issuer's common stock, and entitle the holder to receive a cash payment or shares of common stock or a combination thereof.
- [F2]Each Performance Share awarded to the reporting person represents the right to receive one share of the issuer's common stock on June 16, 2013, subject to acceleration upon a change in control of the issuer, and to certain adjustments, as specified in the Performance Share Award Agreement.
- [F3]The date of the Performance Share Award Agreement awarding the Performance Shares to the reporting person. The issuer customarily awards the equity component of the directors' compensation in May or June of each year.
- [F4]The Performance Shares were granted to the reporting person by the issuer as the stock-based portion of his fee for service as a director for 2010 and approved by the Board of Directors.
Issuer
Deerfield Capital Corp.
CIK 0001313918
Entity typeother
Related Parties
1- filerCIK 0001331424
Filing Metadata
- Form type
- 4
- Filed
- Jun 17, 8:00 PM ET
- Accepted
- Jun 18, 4:45 PM ET
- Size
- 10.5 KB