4//SEC Filing
FERRI PAUL J 4
Accession 0001209191-10-022098
CIK 0001116435other
Filed
Apr 12, 8:00 PM ET
Accepted
Apr 13, 5:09 PM ET
Size
28.0 KB
Accession
0001209191-10-022098
Insider Transaction Report
Form 4
AIRVANA INCAIRV
FERRI PAUL J
Director10% Owner
Transactions
- Disposition to Issuer
Stock Option (Right to Buy)
2010-04-09$1.94/sh−18,754$36,383→ 0 totalExercise: $5.71Exp: 2018-05-21→ Common Stock (18,754 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2010-04-09$2.43/sh−18,754$45,572→ 0 totalExercise: $5.22Exp: 2019-05-18→ Common Stock (18,754 underlying) - Disposition to Issuer
Common Stock
2010-04-09−793,814→ 0 total(indirect: By Partnership) - Disposition to Issuer
Stock Option (Right to Buy)
2010-04-09$0.65/sh−37,509$24,381→ 0 totalExercise: $7.00Exp: 2017-07-18→ Common Stock (37,509 underlying) - Disposition to Issuer
Common Stock
2010-04-09−7,100,218→ 0 total(indirect: By Matrix Partners VI, L.P.) - Disposition to Issuer
Common Stock
2010-04-09−1,670,639→ 0 total(indirect: By LLC) - Disposition to Issuer
Common Stock
2010-04-09−1,650→ 0 total - Disposition to Issuer
Common Stock
2010-04-09−2,368,728→ 0 total(indirect: By Partnership) - Disposition to Issuer
Common Stock
2010-04-09−7,601→ 0 total(indirect: By LLC) - Disposition to Issuer
Common Stock
2010-04-09−5,059,609→ 0 total(indirect: By Matrix Partners VII, L.P.)
Footnotes (16)
- [F1]Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2009, by and among the issuer, 72 Mobile Holdings, LLC and 72 Mobile Acquisition Corp. in exchange for a cash payment of $12,622.50 ($7.65 per share) on the effective date of the merger.
- [F10]Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2009, by and among the issuer, 72 Mobile Holdings, LLC and 72 Mobile Acquisition Corp. in exchange for a cash payment of $12,780,388.35 ($7.65 per share) on the effective date of the merger.
- [F11]These shares are owned solely by Weston & Co. VI LLC, which is a nominee for certain beneficial owners. Mr. Ferri is authorized by the sole member of Weston & Co. VI LLC to take any action with respect to the shares held by Weston & Co. VI LLC as directed by the underlying beneficial owners. Mr. Ferri does not have voting or dispositive power with respect to such shares.
- [F12]Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2009, by and among the issuer, 72 Mobile Holdings, LLC and 72 Mobile Acquisition Corp. in exchange for a cash payment of $58,147.65 ($7.65 per share) on the effective date of the merger.
- [F13]These shares are owned solely by Weston & Co. VII LLC, which is a nominee for certain beneficial owners. Mr. Ferri is authorized by the sole member of Weston & Co. VII LLC to take any action with respect to the shares held by Weston & Co. VII LLC as directed by the underlying beneficial owners. Mr. Ferri does not have voting or dispositive power with respect to such shares.
- [F14]This option, which provided for vesting as to 25% percent of the shares of common stock subject to this option on July 19, 2008, and as to an additional 6.25% each three-month period thereafter until the fourth anniversary of the date of grant, was canceled in the merger in exchange for a cash payment of $24,380.85 representing the difference between the exercise price of the option and the market value of the underlying common stock on the effective date of the merger ($7.65 per share).
- [F15]This option, which provided for vesting as to 50% of the shares on the first anniversary of the date of grant and with respect to an additional 12.5% of the shares at the end of each successive three-month period thereafter until the second anniversary of the date of grant, was canceled in the merger in exchange for a cash payment of $36,382.76 representing the difference between the exercise price of the option and the market value of the underlying common stock on the effective date of the merger ($7.65 per share).
- [F16]This option, which provided for vesting as to 50% of the shares on the first anniversary of the date of grant and with respect to an additional 12.5% of the shares at the end of each successive three-month period thereafter until the second anniversary of the date of grant, was canceled in the merger in exchange for a cash payment of $45,572.22 representing the difference between the exercise price of the option and the market value of the underlying common stock on the effective date of the merger ($7.65 per share).
- [F2]Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2009, by and among the issuer, 72 Mobile Holdings, LLC and 72 Mobile Acquisition Corp. in exchange for a cash payment of $54,316,667.70 ($7.65 per share) on the effective date of the merger.
- [F3]These shares are owned solely by Matrix Partners VI, L.P. Matrix VI Management Co., L.L.C. ("Matrix VI LLC") is the general partner of Matrix Partners VI, L.P. Paul J. Ferri, as a Managing Member of Matrix VI LLC, has sole voting and dispositive power with respect to these shares. Mr. Ferri disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- [F4]Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2009, by and among the issuer, 72 Mobile Holdings, LLC and 72 Mobile Acquisition Corp. in exchange for a cash payment of $38,706,008.85 ($7.65 per share) on the effective date of the merger.
- [F5]These shares are owned solely by Matrix Partners VII, L.P. Matrix VII Management Co., L.L.C. ("Matrix VII LLC") is the general partner of Matrix Partners VII, L.P. Paul J. Ferri, as a Managing Member of Matrix VII LLC, has sole voting and dispositive power with respect to these shares. Mr. Ferri disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- [F6]Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2009, by and among the issuer, 72 Mobile Holdings, LLC and 72 Mobile Acquisition Corp. in exchange for a cash payment of $18,120,769.20 ($7.65 per share) on the effective date of the merger.
- [F7]These shares are owned solely by Matrix VI Parallel Partnership-A, L.P. Matrix VI LLC is the general partner of Matrix VI Parallel Partnership-A, L.P. Paul J. Ferri, as a Managing Member of Matrix VI LLC, has sole voting and dispositive power with respect to these shares. Mr. Ferri disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- [F8]Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2009, by and among the issuer, 72 Mobile Holdings, LLC and 72 Mobile Acquisition Corp. in exchange for a cash payment of $6,072,677.10 ($7.65 per share) on the effective date of the merger.
- [F9]These shares are owned solely by Matrix VI Parallel Partnership-B, L.P. Matrix VI LLC is the general partner of Matrix VI Parallel Partnership-B, L.P. Paul J. Ferri, as a Managing Member of Matrix VI LLC, has sole voting and dispositive power with respect to these shares. Mr. Ferri disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Documents
Issuer
AIRVANA INC
CIK 0001116435
Entity typeother
Related Parties
1- filerCIK 0001012501
Filing Metadata
- Form type
- 4
- Filed
- Apr 12, 8:00 PM ET
- Accepted
- Apr 13, 5:09 PM ET
- Size
- 28.0 KB