Earnings Feed
Start Free
Home/Filings/4/0001209191-10-019284
4//SEC Filing

ROYCE JOSEPH E 4

Accession 0001209191-10-019284

CIK 0001479920other
View on SEC.govCompany Profile

Filed

Mar 29, 8:00 PM ET

Accepted

Mar 30, 5:06 PM ET

Size

17.7 KB

Accession

0001209191-10-019284

Insider Transaction Report

Form 4
Period: 2010-03-26
TBS International plcTBSI
ROYCE JOSEPH E
DirectorPresident and CEO10% Owner
Transactions
  • Disposition to Issuer

    Class A Ordinary Shares, par value $0.01 per share

    2010-03-30−1,100,000→ 346,208 total(indirect: By Trust)
  • Award

    Class B Ordinary Shares, par value $0.01 per share

    2010-03-26+1,250,000→ 2,013,517 total(indirect: By Trust)
    Exercise: $0.00→ Class A Ordinary Shares (1,250,000 underlying)
  • Disposition to Issuer

    Class A Ordinary Shares, par value $0.01 per share

    2010-03-26−1,250,000→ 196,208 total(indirect: By Trust)
  • Award

    Class B Ordinary Shares, par value $0.01 per share

    2010-03-30+1,100,000→ 1,646,786 total(indirect: By Trust)
    Exercise: $0.00→ Class A Ordinary Shares (1,646,786 underlying)
Holdings

  • Class B Ordinary Shares, par value $0.01 per share

    (indirect: By Spouse)
    → Class A Ordinary Shares (1,534,024 underlying)
    1,534,024

  • Class A Ordinary Shares, par value $0.01 per share

    (indirect: By Spouse)
    207,706

  • Class B Ordinary Shares, par value $0.01 per share

    → Class A Ordinary Shares (2,299,028 underlying)
    2,299,028

  • Class B Ordinary Shares, par value $0.01 per share

    (indirect: By Trust)
    → Class A Ordinary Shares (981,734 underlying)
    981,734
Footnotes (4)
  • [F1]The Joseph E. Royce 2005 Irrevocable Trust converted 1,250,000 Class A ordinary shares on March 26, 2010 into an equal number of Class B ordinary shares. No exercise price was paid on the conversion.
  • [F2]The Elaine M. Royce 2005 Irrevocable Trust converted 1,100,000 Class A ordinary shares on March 30, 2010 into an equal number of Class B ordinary shares. No exercise price was paid on the conversion.
  • [F3]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  • [F4]Class B Ordinary Shares currently are convertible into Class A Ordinary Shares on a one-for-one basis at any time and have no expiration date.

Documents

1 file

Issuer

TBS International plc

CIK 0001479920

→
Entity typeother

Related Parties

1
  • filerCIK 0000939959

Filing Metadata

Form type
4
Filed
Mar 29, 8:00 PM ET
Accepted
Mar 30, 5:06 PM ET
Size
17.7 KB
View on SEC.gov