4//SEC Filing
INTRAOP MEDICAL CORP 4
Accession 0001209191-09-054287
CIK 0001120817operating
Filed
Nov 23, 7:00 PM ET
Accepted
Nov 24, 5:54 PM ET
Size
17.4 KB
Accession
0001209191-09-054287
Insider Transaction Report
Form 4
Lacuna Hedge Fund LLLP
10% Owner
Transactions
- Other
Warrant to Purchase Common Stock (right to buy)
2009-08-06+26,785→ 26,785 totalExercise: $1.40From: 2009-08-06Exp: 2014-08-05→ Common Stock (26,785 underlying) - Other
Warrant to Purchase Common Stock (right to buy)
2009-08-17+35,714→ 35,714 totalExercise: $1.40From: 2009-08-17Exp: 2014-08-16→ Common Stock (35,714 underlying) - Other
Warrant to Purchase Common Stock (right to buy)
2009-08-25+8,928→ 8,928 totalExercise: $1.40From: 2009-08-25Exp: 2014-08-24→ Common Stock (8,928 underlying) - Other
Warrant to Purchase Common Stock (right to buy)
2009-07-17+35,714→ 35,714 totalExercise: $1.40From: 2009-07-17Exp: 2014-07-16→ Common Stock (35,714 underlying)
Footnotes (2)
- [F1]These securities are held by Lacuna Hedge Fund LLLP ("Lacuna Hedge") and are indirectly owned by Lacuna Hedge GP LLLP ("Lacuna GP") and Lacuna LLC. Lacuna LLC serves as the sole general partner of Lacuna GP, which serves as the sole general partner of Lacuna Hedge. Neither Lacuna LLC nor Lacuna GP directly owns any securities of the Issuer. Each of the Lacuna Entities may be deemed to have shared power to vote or direct the vote of, and to dispose or direct the disposition of, the securities of the Issuer held by Lacuna Hedge. Lacuna LLC may also be deemed to have shared power to vote or direct the vote of, and to dispose or direct the disposition of, shares of the Issuer's common stock (including warrants to purchase shares of the Issuer's common stock) held directly by Lacuna Venture Fund LLLP. Each of Lacuna GP and Lacuna LLC disclaim beneficial ownership of these securities, except to the extent of its pecuniary interest therein.
- [F2]These warrants were issued pursuant to that certain Debenture Purchase Agreement, dated as of September 30, 2008 and amended as of April 9, 2009 and June 30, 2009, by and among the Company and certain investors, including Lacuna Hedge. These warrants (the form of which was filed by the Issuer as Exhibit 10.54 to the Form 8-K filed with the Securities and Exchange Commission on April 13, 2009, and incorporated herein by reference) have a five-year term, subject to early termination upon the occurrence of certain events, and an exercise price of $1.40 per share.
Documents
Issuer
INTRAOP MEDICAL CORP
CIK 0001120817
Entity typeoperating
IncorporatedNV
Related Parties
1- filerCIK 0001120817
Filing Metadata
- Form type
- 4
- Filed
- Nov 23, 7:00 PM ET
- Accepted
- Nov 24, 5:54 PM ET
- Size
- 17.4 KB