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ELECTRO OPTICAL SCIENCES INC /NY·4

Nov 5, 11:26 AM ET

Lufkin Dan W 4

4 · ELECTRO OPTICAL SCIENCES INC /NY · Filed Nov 5, 2009

Insider Transaction Report

Form 4
Period: 2009-11-03
ELECTRO OPTICAL SCIENCES INC /NYMELA
Lufkin Dan W
Director
Transactions
  • Exercise/Conversion

    Common Stock

    2009-11-03$4.52/sh+1,460$6,599→ 61,603 total(indirect: By Trust)
  • Exercise/Conversion

    Common Stock

    2009-11-03$4.52/sh+1,460$6,599→ 61,602 total(indirect: By Trust)
  • Exercise/Conversion

    Common Stock

    2009-11-03$4.52/sh+1,460$6,599→ 61,603 total(indirect: By Trust)
  • Exercise/Conversion

    Warrant

    2009-11-03−1,460→ 0 total(indirect: By Trust)
    Exercise: $4.52From: 2004-02-04Exp: 2011-11-09→ Common Stock (1,460 underlying)
  • Exercise/Conversion

    Warrant

    2009-11-03−1,460→ 0 total(indirect: By Trust)
    Exercise: $4.52From: 2004-02-04Exp: 2011-11-09→ Common Stock (1,460 underlying)
  • Exercise/Conversion

    Common Stock

    2009-11-03$4.52/sh+1,460$6,599→ 61,602 total(indirect: By Trust)
  • Exercise/Conversion

    Warrant

    2009-11-03−1,460→ 0 total(indirect: By Trust)
    Exercise: $4.52From: 2004-02-04Exp: 2011-11-09→ Common Stock (1,460 underlying)
  • Exercise/Conversion

    Warrant

    2009-11-03−1,460→ 0 total(indirect: By Trust)
    Exercise: $4.52From: 2004-02-04Exp: 2011-11-09→ Common Stock (1,460 underlying)
Holdings

  • Common Stock

    434,765

  • Common Stock

    (indirect: By Trust)
    6,847

  • Common Stock

    (indirect: Cynthia Lufkin)
    12,500

  • Common Stock

    (indirect: By Trust)
    10,000
Footnotes (1)
  • [F1]Mr. Lufkin expressly disclaims beneficial ownership of these shares held by these trusts.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION